Finding a Top Financial Advisor Firm in Burlington, Vermont
If you’re on the prowl for a financial advisor, it can be tough to know which one is best suited for your needs. To help you find a fitting option, SmartAsset did the research to locate the top firms in Burlington, Vermont. Our experts sifted through company records and U.S. Securities and Exchange Commission (SEC) filings to find pertinent details about these firms' investment strategies, minimums, services and more. SmartAsset’s free financial advisor matching tool can also match you with as many as three financial advisors who serve your area.
Find a Fiduciary Financial Advisor
We match nearly 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 | One Day In July LLC  Find an Advisor | $1,089,449,663 | $25,000 |
| Minimum Assets$25,000Financial Services
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| 2 | Hanson & Doremus Investment Management  Find an Advisor | $849,615,572 | $500,000 |
| Minimum Assets$500,000Financial Services
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| 3 | Rock Point Advisors, LLC  Find an Advisor | $560,398,407 | $500,000 |
| Minimum Assets$500,000Financial Services
|
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| 4 | WestView Investment Advisors, LLC  Find an Advisor | $196,770,348 | $500,000 |
| Minimum Assets$500,000Financial Services
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| 5 | 44 North Capital, LLC  Find an Advisor | $113,955,548 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
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What We Use in Our Methodology
To find the top financial advisors in Burlington, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
One Day In July
One Day In July (ODIJ) is a fee-only firm, meaning its compensation comes solely from the advisory fees that clients pay. ODIJ advisors do not sell financial products or insurance for commissions. The firm also appears on SmartAsset's list of the top firms in the state.
It has an account minimum of $25,000. Most of the firm’s clients are individuals with and without a high net worth. A handful of pension plans, charities and businesses fill in the edges of the firm’s client base.
ODIJ provides clients with discretionary investment management and financial planning services. Additionally, the firm advises retirement plans on a non-discretionary basis. The firm also publishes an informational newsletter regularly that it circulates to its clients.
ODIJ typically advises clients on securities like exchange-traded funds (ETFs), mutual funds, fixed-income securities, equities, real estate investment trusts (REITs), treasury bonds, treasury inflation-protected bonds, treasury inflation-linked bonds, commodities and international securities.
When it comes to the creation of each client’s portfolio, the firm prefers taking a long-term view. In turn, it prioritizes asset allocation over individual security selection. The firm believes that a portfolio made up of a diverse array of asset classes holds the best chance for efficient returns in the long run.
Hanson & Doremus Investment Management
Another fee-only firm, Hanson & Doremus Investment Management works with non-high-net-worth individuals, high-net-worth individuals, pension plans, charitable organizations and corporations. In order to become a client of the firm, you’ll need at least $500,000 in investable assets, though this requirement is waivable.
The firm employs Certified Financial Planners™ (CFPs®) and chartered financial analysts (CFAs), and also appears on SmartAsset's list of the top firms in the state.
Portfolio management and investment planning are the primary service offerings at Hanson & Doremus. This involves the creation of an investment portfolio, as well as ongoing monitoring and review of that portfolio. To the extent that a client explicitly requests it, the firm may also provide financial planning or consulting services, which may touch on subjects like estate planning, tax planning and insurance.
Hanson & Doremus offers a tailored investment experience to each of its clients, as the firm centers its approach based on their investment goals, timeline until retirement and tolerance for risk. Once these factors are established, the advisor will go about devising an asset allocation that accounts for all of these factors. Portfolios will be revisited regularly to see if adjustments should be made.
The firm employs fundamental, technical and cyclical analysis when vetting potential securities. Fundamental analysis is the practice of examining the financial documents of a company or fund in order to gauge its intrinsic value, which can then be compared with its current market price. Technical and cyclical analysis both involve analyzing historical stock prices as a way to forecast future trends. The latter does this within the context of larger business cycles, however.
Rock Point Advisors
Next up on our list is Rock Point Advisors, which is also ranked among the top financial advisory firms in the state. This firm employs advisors with the chartered financial analyst (CFA) and Certified Financial Planner™ (CFP®) designations on its team.
At this fee-only firm, the majority of clients are high-net-worth individuals, with the rest being non-high-net-worth individuals, charitable organizations and businesses. The firm imposes an account minimum of $500,000.
As a fee-only firm, Rock Point's advisors do not sell financial products or insurance for commissions. Fees are charged as a percentage of a client's assets under management.
Services at the firm include portfolio management and investment counseling, as well as financial planning to interested client. In additon to this, the firm provides portfolio management to certain clients via a wrap fee program that's sponsored by an external broker.
Rock Point Advisors prizes value when it comes to considering potential investments for clients' portfolios. The firm believes that the most surefire way to achieve long-term returns is to invest in good companies at favorable prices. To find these companies and prices, the firm relies on fundamental analysis, which involves identifying undervalued companies by examining their primary financial documents.
When constructing client portfolios, advisors at Rock Point typically opt for some combination of equities, fixed-income securities, exchange-traded funds (ETFs), open-end mutual funds, closed-end mutual funds and cash. The firm will diversify your funds across a selection of these asset classes.
WestView Investment Advisors
WestView Investment Advisors largely serves high-net-worth individuals, but the firm works with almost as many non-high-net-worth individuals. The practice also works with charitable organizations and retirement plans.
WestView has advisors with the Certified Financial Planner™ (CFP®) and chartered retirement plans specialist (CRPS) deisgnations on staff.
The firm imposes a minimum account size of $500,000. WestView is a fee-only firm, meaning it earns revenue exclusively from the advisory fees that clients pay. Fees for portfolio management are based on a client's assets under management. The firm also offers standalone financial planning and consulting services for an hourly or fixed fee.
Investment advising and financial planning are the premier offerings at WestView. The former comes on both a discretionary and non-discretionary basis. The latter can touch on investment or non-investment issues, including estate planning, insurance needs analysis, retirement planning and more. The firm also provides consulting services to qualifying retirement plans.
WestView applies several techniques when analyzing potential investments. This list includes cyclical analysis, technical analysis, fundamental analysis and charting. Technical and cyclical analysis are similar, in that they involve attempting to identify trends in historical price and volume data; cyclical analysis does so specifically in the context of the business cycle.
On the other hand, fundamental analysis is the practice of analyzing a company or fund’s financial documents and the overall economy in an attempt to gauge that entity's intrinsic value. From there, the firm can try to identify investments that the market is undervaluing. Charting is simply the act of visualizing price analyses through charts and graphs in order to better identify trends.
44 North Capital
44 North Capital, LLC is a fee-based firm based in Burlington, Vermont.
The firm provides discretionary and non-discretionary investment management, financial planning and consulting services to individuals, high-net-worth individuals, families, retirement plans, institutions and other entities. 44 North also offers services as the sponsor and manager of a wrap fee program, where clients pay a bundled fee for advisory and transaction services.
While 44 North is primarily a fee-based advisor, it does not charge commissions for securities recommendations. However, some affiliated investment advisor representatives may earn compensation through consulting arrangements with broker-dealers. As a registered investment advisor, the firm is held to a fiduciary standard and must always act in clients’ best interests.
The firm does not require a stated minimum to begin an investment relationship. However, some third-party managers that 44 North works with may impose their own minimums or restrictions.
Advisory professionals at the firm use a blend of strategic and tactical allocation to manage client portfolios, and strategies are tailored based on each client’s goals, risk tolerance and time horizon. The firm employs fundamental, technical, cyclical and charting analysis when evaluating securities. Investments may include equities, fixed-income, alternatives, mutual funds, ETFs and options.
