Finding a Top Financial Advisor Firm in Fresno, California
Finding the right financial advisor is a challenge. There are a lot of firms to choose from and they’re all trying to get your business. SmartAsset has put in the work to make your choice easier by determining the top financial advisor firms in Fresno. This list of the top Fresno financial advisor firms comes from dozens of hours of research into the city’s numerous firms. Below, we lay out our findings about each of the firms and what differentiates them from one another. If you would like further guidance in your search, SmartAsset’s financial advisor matching tool can pair you with an advisor who serves your area.
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We match nearly 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 | Regency Investment Advisors, Inc.  Find an Advisor | $1,013,305,689 | Varies based on account type |
| Minimum AssetsVaries based on account typeFinancial Services
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| 2 | Bridgewealth Advisory Group, LLC  Find an Advisor | $740,120,367 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
| 3 | Whelan Financial  Find an Advisor | $674,632,385 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
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| 4 | Private Wealth Advisors, LLC  Find an Advisor | $368,758,974 | $1,000,000 |
| Minimum Assets$1,000,000Financial Services
|
| 5 | Pathways Advisory Group, Inc.  Find an Advisor | $275,690,147 | $300,000 |
| Minimum Assets$300,000Financial Services
|
| 6 | Portfolio Advisors, Inc.  Find an Advisor | $224,251,297 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
| 7 | Plan Financial  Find an Advisor | $180,837,833 | $250,000 |
| Minimum Assets$250,000Financial Services
|
What We Use in Our Methodology
To find the top financial advisors in Fresno, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Regency Investment Advisors, Inc.
Regency Investment Advisors, Inc. is a fee-only firm that works with both high-net-worth and non-high-net-worth individuals, as well as pension, profit-sharing plans, charities and businesses.
The firm's account minimum varies by service type. You'll need a minimum of $250,000 of assets under management for investment supervisory services and non-continuous portfolio management services. For retirement plans, there's a $1 million minimum.
The firm's fees are generally based on a percentage of assets under management, and rates range from 0.60% to 1.20%.
Regency provides the following services:
- Investment management
- Financial planning
- Budgeting
- Personal liability
- Financial goals Tax and cash flow
- Investment review
- College planning
- Retirement Consultations about employee benefits Estate planning
Regency Investment Advisors’ overall goal is to minimize risk while increasing portfolio value. One way it does this is through diversification across securities, asset classes, managers and styles.
The firm primarily invests in no-load mutual funds through Charles Schwab. It may also use exchange-traded funds (ETFs), transaction fee funds and closed-end funds that have been approved by its portfolio management team and investment committee.
Bridgewealth Advisory Group, LLC
Bridgewealth Advisory Group, LLC has a client base that is made up primarily of non-high-net-worth individuals, but also works with high-net-worth clients,pensions, profit-sharing plans, charities and businesses.
Bridgewealth does not impose an account minimum requirement.
Certain employees of the fee-based firm also act as registered representatives of the broker-dealer APW Capital, Inc. and as licensed insurance agents. They may earn commissions in either of these roles, which presents a potential conflict of interest. However, Bridgewealth is bound by fiduciary duty, meaning that it's required to put clients' best interests before its own.
The firm offers clients comprehensive portfolio management, financial planning and retirement planning. Financial planning services include tax planning, estate planning and college planning.
Bridgwealth Advisory Group says that it aims to build portfolios that are tax-efficient, and places a particular emphasis on after-tax returns.
Like many firms, Bridgewealth develops client strategies through a personal risk questionnaire. It typically invests client assets in investment vehicles that are inherently diversified and fluid, like exchange-traded funds (ETFs) and mutual funds.
Whelan Financial
Whelan Financial is a fee-only firm, which means that advisors do not earn commissions from selling any particular products or securities. Rather, the firm’s compensation comes only from the management fees that clients pay.
According to the firm's SEC filings, clients engaging in wealth management services will get charged a percentage of assets under management (AUM), which can range from 1.5% for AUMs under $250,000 to 1% for AUMs over $500,000.
The firm manages accounts for multiple clients, including individuals, high-net-worth individuals, retirement plans, charities and corporations.
Whelan Financial offers wealth management services, as well as financial planning, portfolio management and retirement planning.
The firm’s investment portfolios typically consist of mutual funds and exchange-traded funds (ETFs). These types of funds are made up of multiple individual securities and make it easy to diversify a portfolio.
The firm also uses certificates of deposit (CDs) and treasuries, like treasury bills, treasury notes and treasury bonds, in its client portfolios.
Private Wealth Advisors, LLC
Private Wealth Advisors, LLC has millions in assets under management (AUM) and requires a minimum of $1 million to open and maintain an account.
This fee-based firm works with both non-high-net-worth and high-net-worth individuals, as well as pensions, profit-sharing plans and charities.
There are two main types of services that clients can get with Private Wealth Advisors: portfolio management and financial consulting.
Portfolio management involves helping clients to manage their portfolios and meet their investment goals.
Financial consulting services include a number of financial planning services like retirement planning, charitable planning, education planning, corporate or personal tax planning and real estate analysis.
Private Wealth Advisors primarily use mutual funds and exchange-traded funds (ETFs) in client portfolios. These funds help to maintain diverse portfolios at low costs.
The firm says that it uses fundamental and technical analysis to formulate investment strategies for clients. Fundamental analysis analyzes a company's financial situation to determine a security’s value, while technical analysis attempts to forecast how a security’s price will change over time.
Pathways Advisory Group, Inc.
Pathways Advisory Group, Inc., is a fee-only financial advisor firm that requires clients to have a minimum account size of $300,000.
The firm works primarily with high-net-worth and non-high-net-worth individuals.
Pathways Advisory Group provides portfolio management for clients in addition to financial planning services. These services range from managing household finances to estate planning. Consulting services are available at an hourly rate.
Mutual funds make up the bulk of Pathways Advisory Group’s client investment portfolios. The mutual funds the firm uses include a variety of stock, bond and real estate mutual funds. Investing in mutual funds allows advisors to create diverse portfolios at lower costs than if they traded individual securities.
However, advisors will provide advice on investing in individual securities for clients who would like it. Notably, Pathways Advisory Group does not invest in any initial public offerings (IPOs).
Portfolio Advisors, Inc.
Portfolio Advisors, Inc. is a fee-only financial advisor firm with millions in assets under management (AUM). There is no minimum required to open an account, but there is a minimum annual management fee of $3,500.
The firm serves both high-net-worth and non-high-net-worth individuals, as well as pensions, profit-sharing plans and charities.
Portfolio Advisors offers investment management, as well as financial planning, retirement planning, tax planning, estate planning and risk management.
The firm principally creates client portfolios with the goal of using a diverse and robust asset allocation. It does not take part in market timing or stock picking.
Common investment types the firm uses include large U.S. stocks, small U.S. value stocks, short-term bonds and international stocks. A given client’s asset allocation will depend on individual goals and circumstances.
Plan Financial
Plan Life & Wealth Management, Inc., which also does business as Plan Financial, is a fee-only firm that works with individuals, high-net-worth individuals, corporations, pensions, profit-sharing plans and charitable organizations.
The firm requires that clients meet a minimum account size of $250,000.
Plan Financial mainly earns its compensation through asset-based fees, hourly fees and fixed fees.
The firm’s financial planning services also provide advice in areas such as protection planning, financial position, investment planning, income tax planning, retirement planning and estate planning.
Plan Financial uses its custom asset allocation program to analyze market patterns and make investment decisions, according to its firm brochure. The firm says it uses this process to determine whether to add or eliminate asset classes.
