Top 10 Financial Advisors in Oklahoma City, OK

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Tom Johnson Investment Management (TJIM) is the No. 1 advisory firm in Oklahoma City. Founded in 1983, this fee-only firm is also the oldest practice on this list. As a fee-only advisor, TJIM and its advisors do not receive commissions or other compensation from product sales, leading to fewer conflict of interest. 

TJIM has a small team of advisors that includes several chartered financial analysts (CFAs) and one Certified Financial Planner™ (CFP®). The firm doesn’t have a strict minimum asset requirement. As a result, it works with a range of clients, including both high-net-worth and non-high-net-worth individuals, pension and profit-sharing plans, charities and corporations.  

The firm offers discretionary investment management, which means they directly manage portfolios for clients. TJIM also offers financial planning services to certain clients. This services may include retirement distribution strategies, Social Security planning, tax-efficient gifting, income planning, budgeting and asset allocation planning. The firm also offers detailed portfolio reporting and fixed income portfolio analysis.

TJIM's investment philosophy is conservative and research-driven, focused on building high-quality, well-diversified portfolios designed to deliver attractive risk-adjusted returns over a full market cycle while preserving capital during downturns. Equity strategies include a Core/Relative Value approach targeting undervalued large- and mid-cap companies and a Diversified Stock Income strategy emphasizing dividend-paying stocks.

Fixed income strategies invest in A-rated or better bonds to balance return, yield and liquidity, with tailored options for taxable, tax-exempt and short-term needs. TJIM also manages balanced and ETF-based asset allocation portfolios for diversification and risk management.

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Plan Group Financial is a fee-based firm that primarily works with individual and high-net-worth individuals. There is no minimum account size at the firm, and fees are generally based on a percentage of assets under management.

As a fee-based firm some advisors work as insurance agents and/or broker-dealers and can earn commissions. Though this is a conflict of interest, all advisors must still act in the best interest of the client. The advisory team includes one advisor who holds the chartered financial analyst (CFA) and chartered market technician (CMT) designations.

Services offered include investment management and financial consulting. The firm can provide risk management advice, investment planning, financial organization and decision-making. They may also help with specialized planning needs such as real estate, business ventures and legacy planning. The firm can also offer introductions to third-party tax preparation services.

Plan Group structures investment strategies to match each client’s goals, comfort with risk and time horizon, aiming for broad diversification and sustained long-term performance. While many clients use the firm’s in-house model portfolios, it can also craft bespoke strategies to meet unique needs, preferences, or tax considerations. Portfolios may include domestic and international equities, fixed income, ETFs, mutual funds, real estate, commodities, and, in certain cases, private placements or separately managed accounts. 

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FourPath Capital Management, formerly known as Prospera Private Wealth, is a fee-only firm that serves non-high-net-worth and high-net-worth clients, as well as charities, businesses, pension and profit-sharing plans. There is a minimum of $1 million to open an account here.

Services offered include financial planning and wealth management on either a discretionary or non-discretionary basis. The firm's financial planning services may include cash flow analysis, financial record organization, estate planning, philanthropic planning, education planning, business planning and advice on concentrated stock. 

Advisors at FourPath tailor wealth management strategies based on the client's objectives, risk tolerance and time horizon. Client assets are primarily allocated among individual equity and debt securities, mutual funds and exchange-traded funds (ETFs). Some assets may be allocated to independent investment managers under separately-managed accounts. 

FourthPath prides itself on constructing risk-adjusted, tax-efficient and cost-effective asset allocations for its clients. These strategies utilize a combination of active and passive management, and on occassion, the team may recommend clients invest in alternative investments. 

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Castlepoint Wealth Advisors is another fee-only firm that serves indivdiual clients above and below the high-net-worth threshold. Castlepoint also offers services to charities, businesses and retirement plans. There is no account minimum, but the firm charges a $15,000 minimum annual fee, which may be cost-prohibitive for certain potential clients. 

Advisors at Castlepoint hold a variety of professional accreditations, including the Certified Financial Planner™ (CFP®), chartered financial analyst (CFA), accredited estate planner (AEP), certified public accountant (CPA), financial paraplanner qualified professional (FPQP) and chartered advisor in philanthropy (CAP).  

Like many financial advisors, Castlepoint follows the tenets of modern portfolio theory (MPT). The main points are broad asset allocation across asset classes and investing for the long term. When planning your portfolio, advisors will keep this in mind. Your personal situation also matters for your investment plan. Advisors will discuss your current investments, your financial goals and objectives, risk tolerance and other financial factors. The details you provide will help shape your asset allocation.

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Adaptation Financial Advisors, founded in 2020, serves individuals, families, high-net-worth clients, pension/profit-sharing plans, charitable organizations, trusts, estates, business owners and foundations. Account minimums are $40,000 for non-wrap services and $500,000 for wrap-fee programs, with some flexibility.

Services include discretionary and non-discretionary portfolio management, comprehensive wealth management, financial planning, retirement plan consulting and education. Planning can address investments, insurance, retirement, estate, tax, business, charitable giving, debt, cash flow and more. 

Investment management is tailored to client goals, risk tolerance and time horizon. The firm may invest in a mix of equities, fixed income, ETFs (including precious metals), mutual funds, municipal and U.S. government securities, corporate debt, options, insurance products and certain alternative investments. Strategies range from long-term holdings to short-term trades and options strategies, using fundamental, technical, charting and cyclical analysis. Portfolios may be managed directly, via wrap-fee programs or through selected third-party managers, with ongoing monitoring and periodic rebalancing to keep portfolios aligned with client objectives.

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Vista Investment Partners is a fee-based advisory firm headquartered in Oklahoma City, with an additional office in Tulsa. The firm serves individuals, pension and profit-sharing plans, corporations, trusts, estates and charitable organizations. Vista typically requires a minimum of $1 million in investable assets, though it may make exceptions or negotiate special arrangements.

As a fee-based firm, certain employees may earn insurance commissions, creating a potential conflict of interest. However, as an advisory firm, Vista must disclose conflicts and act in its clients' best interests. Advisor certifications were not listed in the available firm data.

Services offered include discretionary and non-discretionary portfolio management, financial planning, retirement plan advisory services, held-away retirement account management and separate account manager services. Financial planning can address estate planning, retirement planning, budgeting, cash flow, education funding, insurance needs and investment design.

Vista’s investment approach uses fundamental analysis, modern portfolio theory, charting analysis and technical analysis, along with mutual fund and ETF evaluation. Portfolios may include mutual funds, ETFs, common stocks and fixed-income securities. The firm may use long-term and intermediate-term trading, strategic asset allocation, model portfolios, margin transactions, options strategies and third-party money managers when appropriate.

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Access Financial Resources is a fee-based financial planning and investment management firm based in Oklahoma City. The firm serves individuals, banks or thrift institutions, investment companies, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, other business entities and small businesses. Access Financial Resources does not state a minimum account size, though it may terminate accounts it determines are too small to manage effectively.

Services offered by Access Financial Resources include personal financial planning, investment advisory services, portfolio design and management, business financial planning, 401(k) implementation and education. The firm also provides retirement plan design and administration through an affiliated entity. Financial plans may address net worth, cash flow, investment allocation, tax planning, retirement planning, insurance, estate planning and education funding.

Access Financial Resources generally uses strategic asset allocation with a core-and-satellite approach. Portfolios may include globally diversified and low-volatility strategies, long-term and short-term purchases, trading, short sales, margin transactions and options strategies. 

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Redstone Wealth Management, founded in 2020, is a fee-based registered investment advisor based in Oklahoma City. The firm serves individuals, high-net-worth individuals, trusts, estates, charitable organizations, SIMPLE and SEP individual retirement plans, corporations and other business entities. There is no minimum account size at the firm.

As a fee-based firm, some advisors may earn commissions through broker-dealer or insurance affiliations. Though this creates a potential conflict of interest, advisors must still act in the best interest of their clients. Redstone Wealth Management has four investment adviser representatives, including advisors who hold the Accredited Investment Fiduciary (AIF®) and Certified Financial Planner™ (CFP®) designations.

Services include financial planning, annual retainer services, discretionary asset management, third-party investment adviser recommendations, held-away account management, self-directed brokerage account consulting and adviser-managed annuities. 

Redstone Wealth Management uses fundamental, technical and cyclical analysis when evaluating investments. Strategies may include long-term purchases, short-term purchases, trading, options strategies and third-party model portfolios. The firm manages portfolios on a discretionary basis and may provide rebalancing and ongoing monitoring to keep accounts aligned with client objectives.

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LIG Capital Management is a fee-based advisory firm that works with individuals, high-net-worth individuals, retirement plans, trusts, estates, charitable organizations and business entities. Account minimums vary by program and are negotiable. Fees are generally based on a percentage of assets under management when you work with the firm. 

Services offered by the firm include investment management, personalized portfolio management, wealth management, retirement plan consulting and other investment advisory services. The firm offers investment management through its Target Stock Strategy, ETF Allocation Program and Core Discretionary Program. Financial planning is limited to matters related to investment management and is not offered as a standalone comprehensive service.

LIG Capital Management uses charting, fundamental analysis and technical analysis when selecting investments. Strategies may include long-term purchases, short-term purchases, trading, short sales, margin transactions and option writing. The Target Stock Strategy and ETF Allocation Program use trend-following approaches with risk management techniques, while other advisory programs are generally influenced by modern portfolio theory, traditional asset allocation and diversification.

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Windle Wealth works with individuals, families, high-net-worth individuals, physicians, executives, businesses, charitable organizations and retirement plan participants. There is no minimum account size at the firm. Windle Wealth was founded in 2014. The advisory team includes DJ Windle, who holds the Certified Financial Planner™ (CFP®) designation, as well as team members who hold the Financial Paraplanner Qualified Professional™ (FPQP®) designation.

Services offered include discretionary investment management, financial planning, tax planning, tax preparation, pension consulting and management of certain held-away retirement accounts. Financial planning can address college savings, estate planning, tax planning, financial goals, investment analysis, retirement planning and risk management.

Windle Wealth generally uses accumulation and distribution strategies, depending on whether a client is focused on asset growth or current income needs. The firm primarily relies on fundamental analysis, including reviews of company financial statements, product lines, management and industry outlook.