Finding a Top Financial Advisor Firm in Springfield, Missouri
The search for a financial advisor in Springfield, Missouri - or anywhere - can be daunting. How do you know that someone is qualified? How do you know if they have faced any disciplinary action from regulators? We did some of the initial hard work for you and narrowed the field to the top financial advisor firms in Springfield. Use our advisor matching tool to connect with up to three vetted advisors who serve your area.
Find a Fiduciary Financial Advisor
We match more than 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 | Forvis Wealth Advisors, LLC  Find an Advisor | $7,888,121,845 | $5,000 minimum annual fee |
| Minimum Assets$5,000 minimum annual feeFinancial Services
|
| 2 | Pinnacle Family Advisors, LLC  Find an Advisor | $272,074,066 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
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| 3 | RLB Financial  Find an Advisor | $128,026,784 | None |
| Minimum AssetsNoneFinancial Services
|
What We Use in Our Methodology
To find the top financial advisors in Springfield,, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Forvis Wealth Advisors
Forvis Wealth Advisors is a fee-only firm that provides portfolio management and financial planning services, as well as tax advisory. The firm’s advisors also offer accounting services that are separate from their advisory functions. In these cases, they charge additional fees. BKD does not impose a minimum account size requirement, though it does set a minimum annual fee of $5,000 for portfolio management services.
Forvis Wealth Advisors Background
Forvis Wealth Advisors was formed in 2022. However, its beginning actually stems from the merger of two large firms: BKD CPAs & Advisors and Dixon Hughes Goodman. Each of these firms had a long history prior to the merger. Today the firm is owned by Forvis, LLP, which is its parent company.
Forvis Wealth Advisors Investing Strategy
Forvis utilizes an investment philosophy that's based on clients' individual needs, including their tolerance for risk, time horizon, overall goals, income needs and other factors. Based on these preferences, the firm will build an asset allocation plan that takes into account taxes as well.
Generally speaking, investments are made by Forvis advisors based on the above. However, the general areas where the firm tends to focus its investments include ETFs, stocks, alternative investments and bonds.
Pinnacle Family Advisors
Pinnacle Family Advisors is a fee-based firm with a staff that includes a certified financial planner (CFP). The firm doesn’t impose a minimum account size to receive investment management services. Its advisors primarily work with clients who do not have a high net worth. Other clients of the firm include high-net-worth individuals, businesses, investment companies, charities as well as those with pension and profit-sharing plans.
Some representatives are also members of other financial services firms and earn commissions from these firms when they sell their products. These non-advisor roles may create potential conflicts of interest. That said, as an SEC-registered firm, fee-based Pinnacle Family Advisors has a fiduciary duty to work in the best interests of its clients.
Pinnacle Family Advisors Background
Pinnacle Family Advisors was founded in 2007. Sean McCurry is the firm’s president, founder and primary shareholder. The team collectively has decades of experience in the financial services industry. They can provide the following services:
- Asset management services
- Family office and wealth planning services
- Mutual fund advisory services
- Sub-advisory services
- Selection of other advisors
- Pension consulting services
- Financial planning and consulting services
Pinnacle Family Advisors Investment Strategy
Pinnacle Family Advisors designs portfolios based on the risk tolerance of the client. They consider several factors such as the client’s financial situation and long-term goals before setting up an asset allocation strategy. When evaluating securities, the firm engages in a mix of fundamental and technical analyses.
RLB Financial
RLB Financial operates on a fee-based structure. The firm caters to both individual clients and high-net-worth individuals. The firm offers a comprehensive suite of services tailored to meet the diverse financial needs of its clients. These services encompass wills, estate plans and trusts, investments, and tax handling. Additionally, the firm specializes in qualified plans, insurance, retirement income strategies, and Social Security optimization.
RLB Financial Background
RLB Financial was founded in 2009 and is solely owned by Robert Baltzell, who serves as the firm's President. Today, the firm boasts more than 450 clients and manages more than $128 million in assets under management (AUM) with its three advisors.
RLB Financial Investment Strategy
RLB Financial adopts a diverse set of investment strategies tailored to suit various investor needs, including long-term and short-term purchases, trading, and option writing strategies such as covered, uncovered, and spreading options. The firm carefully considers each client's unique investment goals, time horizons, objectives, and risk tolerance to craft personalized investment approaches. This ensures that the strategies align well with the individual's financial aspirations and comfort with risk.?
