Top Financial Advisors in Utah

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The top-ranking firm on our list is Soltis Investment Advisors, a firm located in St. George, Utah. Its staff includes such advisory certifications as certified financial planner (CFP), certified investment management analyst (CIMA), chartered financial analyst (CFA) and accredited investment fiduciary (AIF).

Soltis generally requires clients to maintain an account size of at least $750,000. The majority of the firm’s clients are individuals and high-net-worth individuals, but it also serves institutions, corporations, endowments, charitable organizations, foundations, pension plans and 401(k) plans. Soltis is a fee-only firm.

Soltis Investment Advisors Background

Soltis Investment Advisors’ roots date back to 1993, when its predecessor, Smith Henderson and Associates, was formed. The firm is currently owned by Soltis, Inc.

Soltis refers to the bundle of advisory services it provides to clients as The Investment Management Discipline. This includes a review of a client's investment goals and objectives, the recommendation of an appropriate asset allocation and investment selection, financial planning and consulting services and pension/401(k) consulting advisory services.

As a firm, Soltis has earned a certification from the independent, globally recognized Centre for Fiduciary Excellence (CEFEX), which demonstrates a firm's adherence to strict fiduciary standards. In addition to this certification, Soltis has earned a number of awards. In 2017, Soltis ranked on Barron's and Financial Times' lists of the top financial advisors in the country.

Soltis Investment Advisors Investment Philosophy

Soltis Investment Advisors applies both quantitative and qualitative methods of analysis when selecting a manager or stock. Quantitative evaluation uses computer databases and securities pricing services to analyze performance, while qualitative evaluation involves looking at the education, experience and performance  of money managers. 

Soltis aims to identify investment opportunities that most closely align with clients' objectives and risk tolerance. These are both outlined in a client's investment policy statement, the creation of which is the first step in a client's investment management process.

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Diversify Advisory Services is a fee-based firm that offers financial guidance to a diverse clientele including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans and trusts. This fee-based firm does not require a minimum account size, making it accessible to a broad range of investors.

The firm caters to a diverse clientele including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans and trusts. As a fee-based firm, there is the potential for a conflict of interest as the firm and its advisors can earn a commission for the sale of certain securities. However, the firm and its advisors must abide by a fiduciary duty to put the needs of each client first. 

Diversify Advisory Services Background

Diversify Advisory Services was founded in 2015. The firm is entirely owned by Falcon Park Capital, LLC, which operates as its corporate owner. The firm operates in multiple states under multiple names outside of Utah as well. Today, the firm manages more than $2.8 billion across its 87 advisors. 

Diversify Advisory Services Investment Strategy

The firm employs a strategic approach to investment management that emphasizes diversification, asset allocation, and tactical diversification. The firm tailors its strategies to each client's unique financial status, family obligations, future aspirations, attitudes toward risk, risk tolerance, liquidity requirements, time horizon and tax implications. This personalized approach ensures that investment decisions are aligned with individual client profiles and long-term objectives.

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Sepio Capital is a multi-family office and institutional investment advisor with billions in assets under management (AUM) and several financial advisors on staff. The firm's clients include high-net-worth individuals, families, trusts, estates, charitable organizations, businesses and institutional investors. Sepio Capital's minimum account size requirement varies based on account type, and you may encounter some investment strategies here that call for a $250,000 minimum investment.

The firm's fee schedule may include performance-based fees, but only for certain qualified clients, a group defined as having either $1 million in assets under management or a net worth of $2.10 million.

Sepio Capital Background

Sepio Capital, LLC was established in 2017. The firm is a wholly owned subsidiary of Sepio Capital Holdings, LLC, which also owns Sepio Capital Management, LLC. This is another registered investment advisor, and it relies on the registration of Sepio Capital, LLC to operate. Sepio Capital, LLC may recommend Sepio Capital Management's proprietary investment strategies to its clients. Today, the firm manages more than $6.6 billion in assets under management (AUM). 

Sepio Capital Investment Strategy

The firm relies on fundamental analysis to evaluate investment opportunities. This entails determining the intrinsic value of a company through various sources, including everything from financial media companies to the company's annual reports and press releases.

The firm typically uses a long-term strategy for its clients, meaning that it holds investments for more than a year before selling. In certain instances, it will hold for shorter periods.

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Summit Global Investments is a fee-only firm that caters to a diverse range of client types. They serve individuals who have a high income, either individually or jointly with their spouse, and have a reasonable expectation of maintaining that income level.

They also work with trusts with significant assets, entities with accredited investors as equity owners, private business development companies, and organizations such as corporations, partnerships and trusts with total assets exceeding $5,000,000. The firm's name and headquarters address are not mentioned. There is no potential conflict of interest in the sale of securities since the firm doesn't earn additional commissions. 

Summit Global Investments Background

Summit Global Investments was established in 2010 by David Harden. The firm currently has twelve financial advisors who manage more than $1.5 billion in assets under management (AUM) with more than 3,600 clients. 

Summit Global Investments Investment Strategy

implements investment strategies that prioritize risk and return based on the unique risk tolerance and suitability profile of each client. These strategies involve allocating client assets across a diverse range of investment options, including mutual funds, exchange-traded funds, fixed-income and cash instruments, equity securities, corporate debt securities, municipal securities, US government securities, leveraged funds, sector funds, options, structured products, private equity, private capital and more.?The firm takes into account the risk profile and ultimate goals of each client. 

To ensure optimal risk-adjusted returns, SGI follows industry best practices and conducts rigorous quantitative and fundamental analysis in securities selection. The firm's approach to equity investing focuses on managing the overall risk of the portfolio rather than specific exposures to growth or value. This risk management approach is adjusted over time based on market conditions, economic factors and market cycles.?

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Alta Capital Management is a fee-based firm, as some employees are also broker-dealers, meaning they can earn commissions. This is a conflict of interest, but all advisors must act in the best interest of the client when serving as an advisor. The firm works mostly with individuals, the majority of whom are not high-net-worth. Institutional clients include investment companies, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, government entities, corporations, religious groups, limited partnerships and UMA platforms.

Fees at Alta Capital for investment management are based on a percentage of assets under management. The minimum account size is $250,000 for retail equity accounts, $300,000 for retail balanced accounts and $500,000 for retail fixed-income accounts. The minimum account size for institutional accounts is $5 million. The team at Alta includes four chartered financial analysts (CFAs).

Alta Capital Management Background

Alta Capital was founded in 1981, It is principally owned by Guardian Capital, LLC, while Michael Tempest, Melanie Peche, Nathan Rhees, Andrew Schaffernoth, Casey Nelsen and Tyler Partridge all serve as minority owners. Services offered include investment management, unified managed accounts and wrap programs.

Alta Capital Management Investment Strategy

Nearly all of the money managed by Alta Capital is invested in individual stocks, with bonds and cash holdings each making up a small portion.

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Drive Wealth Advisors is a fee-based firm located in Lehi. The staff here includes such certifications as Certified Financial Planner™ (CFP®), chartered financial analyst (CFA) and certified public accountant (CPA).

This is a fee-based firm, so some advisors earn commissions in addition to advisory fees. This is a potential conflict of interest, but advisors still must act in the client's best interest. Clients at Drive include individuals (some of whom are high-net-worth), pension and profit-sharing plans, charitable organizations and corporations. There is no set account minimum.

Drive Wealth Advisers Background

Drive Wealth Advisers was founded in 2015 and is owned by Crabb Financial, LLC. That firm is solely owned by Lowell C. Crabb, who is also the chief compliance officer at Drive.

Services include portfolio management, recommendation of subadvisors, financial planning, pension consulting and general consulting.

Drive Wealth Advisers Investment Strategy

Stocks make up about half of the investments at Drive Wealth Advisers. Bonds are also used, as are mutual funds, pooled investment vehicles and cash holdings. Advisors at Drive work directly with clients to determine an overall financial profile for each client. This allows advisors to craft investment strategies to the needs of each client.

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Albion Financial Group has a number of advisory certifications on staff, such as Certified Financial Planner™ (CFP®), chartered financial analyst (CFA) and chartered life underwriter (CLU) on its advisory team. This firm is also on SmartAsset's list of the top financial advisor firms in Salt Lake City.

The fee-only firm does not require a minimum account size. Its typical clients are individuals, families, corporations and businesses. Albion tends to serve more non-high-net-worth clients than high-net-worth clients. The firm may charge performance-based fees when an account performs better than projected.

Albion Financial Group Background

Albion Financial Group is one of the oldest firms on this list, as it was established in 1982. Albion is independently owned by CEO William Levitt, President John Bird and partner Doug Wells, among a few other of the firm's employees.

Regardless of the type of financial services you need, this firm likely has something to offer you. Its wide range of services includes:

• Education fund planning
• Divorce planning
• Retirement planning
• Net worth and cash flow analysis
• IRA, 401(k) and pension guidance
• Albion Wealth Builder robo-advisor
• Philanthropic investing
• Non-profit consulting
• Corporate trust services
• Small business consulting

Albion Financial Group Investing Strategy

At Albion Financial Group, your personal financial goals, risk tolerance and time horizon will shape your final investment plan. To iron out these details, your advisor will meet with you face-to-face so you can discuss your current financial life and determine your financial goals.

This firm believes in using many different types of investments in client portfolios. Your assets may be invested in equity and debt securities, exchange-traded funds (ETFs), no-load and closed-end mutual funds, corporate and municipal bonds, convertible securities and U.S. government securities.

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Portside Wealth is a fee-based firm that caters to a diverse clientele including individuals and high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and corporations or other businesses. While there is no specific minimum dollar amount required to open and maintain an advisory account, the firm reserves the right to terminate accounts that do not maintain a sufficient balance, deemed too small to manage effectively.

As a fee-based firm, there is the potential for a conflict of interest. However, the firm and it's advisors are bound by a fiduciary duty to put the needs of each client first. 

Portside Wealth Group Background

Portside Wealth Group was founded in 2023. The co-founders are Will Snider and Kurt Brown. Staci Campagno serves as the Chief Compliance Officer. Today, the firm manages more than $875 million in assets under management (AUM) across its 37 advisors. 

Portside Wealth Group Investment Strategy

The firm focuses on long-term purchases, targeting investments in securities that are expected to appreciate in value over periods typically exceeding one year. The firm primarily invests in ETFs, equities, and mutual funds, aligning with its strategy of fostering growth through extended investment horizons.

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Physician Wealth Advisors is a financial advisory firm that is owned by the Utah Medical Association and caters to its members. The firm, which describes its team as "specialists in financial planning for physicians," primarily serves physicians and their families. It also works with other entities connected to the Utah Medical Association, like corporations, foundations, endowments, pension and profit-sharing plans, trusts, estates and charitable organizations. Clients don't have to meet a minimum account requirement to work with the firm.

UMA Financial Services is a fee-based firm, as it earns money from avenues other than the fees its clients pay. Certain employees are licensed insurance agents, and the firm directly earns commissions from the sale of insurance products. It is a fiduciary though, requiring it to act in clients' best interests.

Physician Wealth Advisors Background

As mentioned above, the firm is owned by the Utah Medical Association. The group markets the firm's services to its members. The firm has provided investment advisory services since 1993.

The firm says it strives to make financial planning less confusing and complicated for its clients so they can better protect and grow their budding wealth. It provides its clients with investment management and a range of financial planning services. This includes retirement planning, income planning, risk management, debt management and college funding planning. 

Physician Wealth Advisors Investment Strategy

The investment philosophy of the firm rests on the fundamental belief that securities prices are a reflection of all publicly available information, with the exception of misinformation. It acknowledges that misinformation can cause pricing inefficiencies.

When constructing client portfolios, the firm diversifies assets across countries and throughout asset classes. The firm strives to build portfolios in accordance with each client's risk tolerance and time horizon. It believes in regularly dynamically rebalancing portfolios whenever pre-determined asset weightings fall out of line.

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Capita Financial Network is a fee-based firm in Sandy. It works only with individuals, most of whom are not high-net-worth. There is no minimum account size.

The firm does not provide a list of advisor certifications. Some advisors at the firm earn commissions for selling financial products. This is a potential conflict of interest, but advisors must always act in the client's best interest.

Capita Financial Network Background

Capita Financial Network was founded in 2018 by Michael Littledike. The firm is owned by MBL Financial, LLC, which is owned by Michael and Britney Littledike.

Services at Capita include wealth management, investment management and financial planning.

Capita Financial Network Invesment Strategy

Capita Financial Network use seperately managed accounts to create strategies for each client. Investments include mutual funds, exchange-traded funds, annuities, stocks and bonds. Like most advisory firms, Capita works with clients on an individual basis to determine their financial situation. That way they can easily craft tailored advisory services.