Finding a Top Financial Advisor Firm in Fort Lauderdale, Florida
Choosing a financial advisor is tough. You have so many options and it can be hard to sort through them all. That’s why SmartAsset compiled a list of the top advisors in the Fort Lauderdale area. We researched each firm to give you a detailed look at the top four in your area.
Need a little more help in your search? Finding a financial advisor doesn’t have to be hard. SmartAsset’s free tool matches you with up to three vetted financial advisors who serve your area, and you can interview your advisor matches at no cost to decide which one is right for you. If you’re ready to find an advisor who can help you achieve your financial goals, get started now.
Find a Fiduciary Financial Advisor
We match nearly 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 | Palisades Hudson Asset Management, LP  Find an Advisor | $1,376,025,123 | $4,750 minimum annual fee |
| Minimum Assets$4,750 minimum annual feeFinancial Services
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| 2 | Global Wealth Management Investment Advisory, Inc.  Find an Advisor | $331,402,981 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
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| 3 | Socius Family Office, LLC  Find an Advisor | $728,191,303 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
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| 4 | Las Olas Capital Advisors, LLC  Find an Advisor | $309,095,374 | $1,000,000 |
| Minimum Assets$1,000,000Financial Services
|
What We Use in Our Methodology
To find the top financial advisors in Fort Lauderdale, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Palisades Hudson Asset Management
Palisades Hudson Asset Management leads off our list of the top financial advisors in Fort Lauderdale. Palisades Hudson is a fee-only firm, which means its advisors do not receive commissions or other third-party compensation when recommending financial products. The firm's compensation comes strictly from the fees that clients pay.
The firm manages assets primarily for non-high-net-worth and high-net-worth individuals, as well as pooled investment vehicles and corporations.
The Palisades Hudson team holds multiple professional certifications, including the certified financial planner (CFP), enrolled agent (EA), certified public accountant (CPA) and certified value analyst (CVA) designations.
Palisades Hudson Asset Management Background
The firm was founded in 1997 by Larry M. Elkin, who remains the principal owner of the firm through a living trust. The firm can provide clients with a range of services, including wealth management, financial planning and tax services. Palisades Hudson's financial planning services may touch upon a client's estate plan, insurance needs, trust design, charitable giving and other areas of their financial lives.
Palisades Hudson Asset Management Investment Strategy
Palisades Hudson uses a long-term investment strategy based on asset allocation. The firm believes in determining an appropriate asset allocation based on each client's investment objectives and risk tolerance, then monitoring performance with minimal interference over a period of several years.
The firm typically invests in large-cap and small-cap equities, international equities, real estate equities, natural resource equities, fixed-income securities and alternative investments.
Global Wealth Management Investment Advisory
Global Wealth Management Investment Advisory works primarily with individual clients who don't have a high net worth, although it also has dozens of high-net-worth individuals on its client rolls.
As a fee-based practice, advisors at Global Wealth Management may earn commissions when selling securities or insurance policies in addition to the fees that advisory clients pay. This can lead to a conflict of interest since they have a financial incentive to recommend certain products and services over others that may be a better fit for your needs. Nonetheless, the firm is a fiduciary and must always act in your best interests.
There is no set account minimum.
Global Wealth Management Investment Advisory Background
Andrew Costa and Grant Conness are equal owners of Global Wealth Management, having founded the firm together in 2017. The firm offers portfolio management through wrap-fee programs, which bundle trading fees, administrative expenses and advisory fees into one consolidated charge.
Global Wealth Management also provides financial planning services that may include:
- Retirement planning
- Risk management
- Estate planning
- Insurance planning
- College/education planning
- Cash flow analysis and budgeting
- Healthcare
Global Wealth Management Investment Advisory Strategy
Global Wealth Management employs a mix of long-term purchasing, short-term purchasing and frequent trading strategies. The firm uses the strategies that it determines make the most sense for each client's risk tolerance, time horizon and investment objectives.
When evaluating securities, the firm typically applies several methods of analysis, including charting analysis, fundamental analysis, technical analysis and cyclical analysis.
The firm provides advice and recommendations on a range of assets, including mutual funds, exchange-traded funds, exchange-listed securities, municipal securities, U.S. government securities and many others.
Socius Family Office
Formed in 2005, fee-based Socius Family Office manages assets for both high-net-worth and non-high-net-worth individuals.
Members of the Socius Family Office team hold multiple certifications, including the certified financial planner (CFP) and chartered financial analyst (CFA) designations. At least one advisor on staff is also an NFL Players Association registered player financial advisor.
The firm earns its fees from the services it provides to you. However, some of its employees may be affiliated with broker-dealers. Through this arrangement, they may earn commissions by selling specific investment products in their individual capacity. This is a conflict of interest but the advisors must always act in the best interest of the client.
There is no set account minimum at Socius Family Office.
Socius Family Office Background
Robert Konrad is co-founder and primary owner of Socius. While he serves as the non-executive chairman of the firm, he’s also the CEO of Alterna Financial LLC, a private investment management firm that owns a majority interest in Socius Family Office.
Mark Baniewicz is the CEO, president, co-founder and minority owner of the firm. He has an MBA from the University of North Florida, a CFP and a former NFL player.
Socius Family Office Investment Strategy
Like many, if not most, firms, Socius Family Office will tailor your investments to your financial situation and objectives. It will design and implement a custom-designed portfolio and monitor it on an ongoing basis. When choosing securities, it generally uses technical and fundamental methods of analysis. Long-term purchases, short-term purchases, trading, short sales, margin trading and option trading may all be part of the firm's investing strategy.
Las Olas Capital Advisors
Las Olas Capital Advisors rounds out our list of the top firms in Fort Lauderdale. This fee-based advisor generally requires a $1 million balance for investment advisory services through its wrap fee program. As a result, the majority of its clients are high-net-worth individuals, but it also serves non-high-net worth individual clients. Las Olas Capital Advisors also works with pooled investment vehicles and corporations.
The firm earns its fees from the services it provides to you. However, some of its employees may be affiliated with broker-dealers. Through this arrangement, they may earn commissions by selling specific investment products in their individual capacity. This is a conflict of interest but the advisors must always act in the best interest of the client.
Las Olas Capital Advisors Background
Las Olas Capital Advisors was established in 2015. It's owned by Doris Investments II, LLC, and is indirectly owned by Jodi Jeffreys Tanner and Paul Corkin Tanner.
The firm offers portfolio management services through its wrap fee program whose fee covers administrative costs, account expenses and management fees. It also provides non-transactional consulting services, corporate advice and advisory services to private funds.
Las Olas Capital Advisors Investment Strategy
Las Olas Capital Advisors primarily uses fundamental analysis when evaluating securities. Fundamental analysis seeks to measure the intrinsic value of a company or stock using financial and economic information.
Like many, if not most, firms, Las Olas will customize its investment advice to each individual client’s investment objectives, time horizon and risk tolerance.
