Top 10 Financial Advisors in Boca Raton, FL

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Baron Silver Stevens Financial Advisors is the top-rated advisory firm in Boca Raton. This fee-based practice offers a variety of portfolio management and financial planning services. 

According to the most recent SEC data, the vast majority of clients are high-net-worth individuals. That's not surprising, considering the firm's $500,000 account minimum. However, Baron Silver Stevens does work with non-high-net-worth individuals, retirement plans and charitable organizations. 

The firm’s team features four certified financial planners (CFPs), one chartered life underwriter (CLU), one accredited estate planner (AEP) and one certified divorce financial analyst (CDFA).

The firm collects fees for its investment advisory services, but its associated persons may receive additional compensation from the sale of products like mutual funds, annuities or insurance policies. This is a potential conflict of interest, but advisors must always act in the client's best interest.

Baron Silver Stevens Financial Advisors Background 

Baron Silver Stevens has been providing investment advisory services since 2000. Michael J. Silver is the principal owner of the business.

Through its Vision 2020 Wealth Management Platform, the firm provides portfolio management services utilizing asset allocation software. The firm uses this technology and other sources to customize investment portfolios built with an asset allocation that seeks to adhere to your personal circumstances such as investment goals and tolerance for risk.  

The firm's separately managed account (SMA) and unified management account (UMA) program extends similar services along with brokerage and custodial services through a wrap-fee program. The firm also provides model portfolios through program managers like Russell Investment Management Company and SEI Investments Management Corporation.

Additionally, Baron Silver Stevens runs a financial planning program that can assist you in various areas including tax strategies, estate planning, charitable giving and retirement planning. 

Baron Silver Stevens Financial Advisors Investment Strategy

Baron Silver Stevens can undertake various investment strategies based on the program you choose. For instance, you’d have access to model portfolios and asset allocation software. Most of these programs utilize mutual funds, exchange-traded funds (ETFs), equities and bonds. The firm may also allocate your assets to other types of securities if it deems them appropriate to your circumstances.

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Benchmark Financial Wealth Advisors (BFWA) is a fee-based practice that serves individuals with and without high net worths, retirement plans, charities, corporations and other business entities. Account minimums vary based on the type of asset management program that you're enrolled in.

The BFWA team includes advisors with a number of professional credentials, including the certified financial planner (CFP), accredited investment fiduciary (AIF), chartered life underwriter (CLU), chartered financial analyst (CFA), chartered financial consultant (ChFC) and retirement income certified professional (RICP). 

However, keep in mind that some advisors on staff may earn commissions when selling insurance products. While this creates a conflict of interest because advisors have a financial incentive to recommend certain products and services over others, they must always act in your best interests.  

Benchmark Financial Wealth Advisors Background

While the current iteration of BFWA began in 2017, the firm's roots go back to 1999 when Benchmark Financial Group, Inc. was founded. Today, the firm is principally owned by Benchmark Financial Group, Inc. (BFGI), Benchmark Financial Group LLC (BFGL) and DB Benchmark, LLC. Chief compliance officer Roger Kalina indirectly owns BFWA through BFGI and BFGL, while Philip Piedt owns a minority stake in the business through his holding company MP Holdings Group, LLC.

The firm provides asset management, financial planning and retirement plan services. However, BFWA may outsource a portion or all asset management duties to third-party providers who may implement their own account minimums and fees. On a more granular level, the firm can help clients with retirement planning, income replacement and distribution strategies, business succession planning, estate planning and wealth transfer. 

Benchmark Financial Wealth Advisors Investment Strategy

Like many other practices, BFWA tailors its investment strategies to the needs and objectives of its individual clients, which are laid out in an investment policy statement. Once that plan is established, the firm will allocate a client's assets to independent managers, mutual funds and ETFs. 

For accredited investors, the firm may recommend an alternative investment strategy that includes real estate investments, private equity deals and other alternative assets. 

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Noesis Capital Management (NCM) Corp. works primarily with individuals and high-net-worth individuals, as well as pension and profit sharing plans and corporations. To open a portfolio with NCM, you’d need at least $500,000. 

Working with NCM, you’ll have access to five certified financial planners (CFPs), one certified public accountant (CPA), one chartered financial analyst (CFA) and one certified investment management analyst (CIMA).

The firm’s advisory services are fee-only, meaning neither NCM nor its advisors earn sales commissions when recommending financial products or insurance.  

Noesis Capital Management Background 

NCM was founded in 1995, but registered as an investment advisor with the SEC in 2001. It is currently owned by Nicolaas B. M. Letschert, Maria Letschert and Elisabeth A. J. Letschert.

Noesis Capital Management Investing Strategy

NCM takes an active approach when investing client assets among equities and related securities. The firm attempts to find companies it believes are profitable, competitive and offer superior products or services. In the process, the firm targets companies that “have sustainable above average growth and earnings predictability.”

In addition, the firm aims for diversification when it comes to building portfolios. It also considers exposure to foreign markets. The firm says, “Despite periodic volatility abroad in dollar terms, we believe international portfolio diversification can, at times, increase total long-term returns due to rapid economic growth in many foreign countries.”

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Oliver Wealth Management is a fee-based advisory practice that works primarily with individual clients who don't have a high net worth. The firm, however, does have some high-net-worth clients on its books, as well.  

Oliver Wealth Management does not require a minimum investment for portfolio management services, though it charges clients a wealth management fee based on the market value of assets under management, ranging between 0.035% and 2.5% annually.

Financial planning services are charged hourly at a fixed rate per engagement. These can cost $300 per hour but the firm says this rate is negotiable based on the type of service.

Oliver Wealth Management has two certified financial planners (CFPs) on staff, as well as a chartered retirement planning counselor (CRPC) and chartered financial consultant (ChFC).

Oliver Wealth Management Background 

Founded in 1996 by Brandon C. Oliver, Oliver Wealth Management is a registered investment advisor with the SEC and is organized as a limited liability company in Florida. In addition to its headquarters in Boca Raton, the firm has offices in Maryland and St. Louis.

The firm's legal name is Gunpowder Capital Management, LLC, but it conducts business as Oliver Wealth Management. The firm provides services in investment management, retirement planning and estate planning.

Oliver Wealth Management Investment Strategy

Oliver Wealth Management takes into account your personal circumstances such as your short- and- long-term investment goals, as well as your risk tolerance. It then creates various portfolio models and projects how they may perform based on your circumstances. The firm primarily relies on fundamental and technical forms of analysis to evaluate and select investments. Depending on your profile, it may invest in mutual funds, exchange-traded funds (ETFs), individual stocks and bonds, limited partnerships and covered options.

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F&V Capital Management is a fee-only practice focused on long-term, value investing. The firm primarily works with high-net-worth individuals but does have some non-high-net-worth clients, as well. F&V also works with several businesses and manages a Luxembourg-based mutual fund known as the FVCM U.S. Equity Fund.

The firm imposes a $1 million minimum account size for certain managed accounts, but it's unclear whether that minimum applies to the majority of individual clients or not. You'll want to inquire further about this minimum if you're thinking about becoming a client. 

F&V has two chartered financial analysts (CFAs) on staff, as well as one certified financial planner (CFP) and a certified European financial analyst (CEFA).

As a fee-based firm, F&V's compensation comes strictly from client-paid fees. The firm and its advisors do not earn third-party sales commissions for selling products and services, like mutual funds or insurance. However, F&V does charge some clients performance-based fees, which may incentivize the firm to pursue riskier investment strategies to generate higher profits. 

F&V Capital Management Background

Founded in 2008, F&V Capital Management is principally owned by partners Karin M. Mueller-Paris and H. Terrence Riley III through separate S-corporations. The firm specializes in individual portfolio management and mutual fund management. Financial planning is also listed as a service that's offered in the firm's SEC documentation. 

F&V Capital Management Investment Strategy

As mentioned earlier, F&V takes a value-based approach to investing. This means the firm uses fundamental analysis to identify well-managed businesses that may be undervalued. The firm states on its website that it doesn't engage in short-term trading and "strongly emphasizes a wide variety of valuation measures in order to best ensure that good companies are purchased at good prices."

When it comes to investing client assets, the firm may rely on a combination of the following securities:

• Exchange-listed securities
• Securities traded over-the-counter
• Foreign issuers
• Corporate debt securities (other than commercial paper)
• Commercial paper
• Certificates of deposit
• Municipal securities
• U.S. governmental securities
• Options contracts on securities
• Options contracts on commodities
• Interests in partnerships investing in real estate
• Interests in partnerships investing in oil and gas interests

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Singer Wealth Advisors (SWA) works primarily with individuals and high-net-worth individuals, as well as pension and profit-sharing plans and corporations.

As a fee-based firm, some of SWA’s advisors may be licensed to sell insurance and could earn commissions on those transactions. While this creates a potential conflict of interest, the firm and its team of advisors are required to act in the best interests of clients.

SWA has a portfolio management account minimum of $250,000. This requirement can be waived based on the firm’s discretion. Clients are also charged an annual fee that is based on a percentage of their assets under management, ranging between 1.5% and 2%.  

Singer Wealth Advisors Background

Founded in 2014, SWA is principally owned by CEO Keith Singer, who's also a certified financial planner (CFP). The firm's services include portfolio management, third-party manager recommendations, financial planning and others. Specifically, SWA can provided advice on a range of topics, including: 

• Retirement planning
• Life insurance
• Tax concerns
• College planning
• Debit/credit planning

Singer Wealth Advisors Investment Strategy

The firm relies on fundamental analysis, long-term trading and tactical analysis, among other strategies and investments to manage and evaluate client portfolios.

SWA offers portfolio management services based on client financial goals, time horizon and risk tolerance. These include:

• Investment strategy 
• Personal investment policy
• Asset allocation
• Asset selection
• Risk tolerance
• Regular portfolio monitoring 

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Comprehensive Wealth Solutions is a fee-based advisory practice with a relatively small client base. The firm works primarily with individual clients above and below the high-net-worth level since it does not impose an account minimum for its investment advisory services.   

As a fee-based firm, some advisors may earn commissions for selling products to clients. This is a potential conflict of interest, but advisors must always act in the best interest of their clients.

Comprehensive Wealth Solutions Background

Comprehensive Wealth Solutions has been providing investment advisory services since 2004. Gary Dennis is the principal owner of the firm.

In addition to portfolio management, the practice creates long-term financial plans tailored to your goals. This may address several aspects of your financial life including retirement savings, estate planning, education funding and income tax planning.  

Comprehensive Wealth Solutions Investment Strategy

Comprehensive Wealth Solutions allocates client assets among third-party managers selected based on third-party investment manager research. Their strategies mainly involve investing in mutual funds and exchange-traded funds (ETFs) based on specific personal factors such as your appetite for risk and time horizon.

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Investment Advisory Professionals (IAP) is a fee-only practice, meaning advisors earn compensation solely from client fees. Representatives do not earn commissions, kickbacks or other fees from third-party sources such as mutual fund and insurance companies. In addition, the firm’s by-laws prohibit members from registering as representatives of broker-dealers. 

IAP works with both non-high-net-worth and high-net-worth individuals, as well as retirement plans and charitable organizations. To open an investment advisory account with the firm, you’d need a minimum of $500,000. 

The team at IAP holds multiple certifications, including three certified public accountants/personal financial specialists (CPA/PFSs) and two certified financial planners (CFPs).

Investment Advisory Professionals Background

IAP first opened its doors in 1998. Arthur J. Canter, Mark D. Miclean and Alexandra Demosthenes own the firm today. All still work for the firm. The team specializes in several areas of financial planning including estate planning and retirement savings. The firm also offers portfolio management services. 

Investment Advisory Professionals Investment Strategy 

IAP generally invests client assets across equities and fixed-income sectors in order to create a diversified portfolio that adheres to individual financial circumstances and investment goals. 

For equity exposure, it generally uses mutual funds that aim to capture the return of specific markets such as large-cap stocks and small-cap international stocks. The firm says, “We tilt your portfolio's balance to have a higher than average exposure to smaller and ‘value’ stocks, both in the U.S. and overseas.” It notes this is because studies have shown that small-cap and value stocks have greater returns over time than large growth stocks. 

To give your portfolio exposure to fixed-income, the firm typically uses investment-grade individual bonds from the U.S. Treasury, municipalities, government agencies and major U.S. corporations.

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The services offered by Sky Alpha Asset Advisors range from budgeting to retirement and estate planning. According to SEC records, the firm works mostly with high-net-worth individuals and a smattering of non-high-net-worth clients. 

Sky Alpha does not set an account minimum for investment advisory services, but the firm could close an account if it's too small to manage effectively. 

This is a fee-based firm, which means that certain affiliates may collect transaction-based compensation separate from the fees the firm collects. For example, some of its investment advisor representatives may be licensed to sell insurance products, for which they may earn commissions, but advisors must always act in the best interest of the client. 

Sky Alpha Asset Advisors Background 

The firm has been providing investment advisory services since 2018. Its current owners are Michael J. Shatsky and Alex Lee through an entity called Sky 2 LLC. The firm can tailor a financial plan to your needs in order to help you meet different objectives such as saving for retirement or leaving behind a legacy. However, it specializes in customized investment solutions. 

Sky Alpha Asset Advisors Investment Strategy 

Sky Alpha generally offers advice on investing in equities, bonds, mutual funds and exchange-traded funds (ETFs). However, the firm may recommend other types of securities if it deems them appropriate based on your risk tolerance, investment goals and overall financial situation.

The securities selection process is driven by several strategies, including Modern Portfolio Theory. This suggests that you can aim for high returns and hedge against market volatility by diversifying your portfolio with different asset classes.  

The firm suggests you seek out a certified public accountant (CPA) or similar tax professional to discuss the tax implications of your investments. 

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ProAthlete Wealth Management rounds out our list of the top financial advisory firms in Boca Raton. This fee-based firm works exclusively with a relatively small group of high-net-worth individuals, as well as some corporations and other business entities. You'll need at least $500,000 to become a client, although the firm may waive its minimum account size requirement in some circumstances.

ProAthlete Wealth Management charges asset-based fees for its services. In addition to the fees that you pay, some advisors may earn third-party sales commissions when selling you securities. This fee-based form of compensation creates a potential conflict of interest, because your advisor may have a financial incentive to recommend certain products and services over alternatives that are more appropriate. Then again, advisors must work in your best interests, even when they are acting in a sales capacity. 

ProAthlete Wealth Management Background

The firm, which is owned by George Landa, has been in business since 2017. Its services include portfolio management, financial planning, consulting and concierge services. With no active website, you'll have to rely on the firm's Form ADV and Part II brochure if you want a deeper look at the practice and its services. 

ProAthlete Wealth Management Investment Strategy

ProAthlete Wealth Management will manage your portfolio on a discretionary basis. This means the firm retains full control over your investments and doesn't need your approval every time it wants to make a transaction. 

Based on factors that include your investment objectives, risk tolerance and time horizon, the firm will either construct a custom portfolio or allocate your assets to a pre-built model portfolio. Either way, your money will likely be invested into a combination of publicly-traded securities with minimum market capitalization, years and business and earnings history.