Top Financial Advisors in Florida

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Sound Income Strategies, LLC is a fee-based firm based in Fort Lauderdale, Florida that works with individuals, retirement plans, trusts, estates, charitable organizations, corporations and other business entities. 

Founded in 2014, Sound Income Strategies is considered fee-based because it earns advisory fees and may also receive commissions through insurance recommendations and certain securities sales by select representatives associated with its affiliated broker-dealer, Sound Income Wealth, LLC. These commissions are separate from and in addition to advisory fees, and the arrangement may pose potential conflicts of interest. That said, the firm is bound by its fiduciary duty to act in clients' best interests.

The firm’s services include asset management, financial planning and consulting, ERISA plan services, insurance planning and consulting, educational workshops and recommendations of third-party investment advisors. Additional offerings include co-advisory services and sub-advisory services to unaffiliated RIAs.

Sound Income Strategies primarily uses fixed income analysis when managing portfolios, including reviews of interest rate risk, credit risk and price behavior. The firm may also use fundamental analysis, technical analysis, long-term purchases, short-term purchases and short-term trading. Portfolios are generally customized around each client’s goals, time horizon, objectives and risk tolerance, and the firm may use a swap strategy when doing so may lower duration, reduce interest rate or credit risk, or increase yield.

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Good Life Advisors is a fee-based firm headquartered in Celebration, Florida. The firm works with individuals, families, businesses, trusts, estates, charitable organizations, retirement plan sponsors and plan participants. The firm's services include discretionary and non-discretionary asset management, financial planning, retirement plan consulting, educational seminars and access to third-party asset management programs.

Good Life Advisors is considered a fee-based firm because it and its representatives may receive commissions or other compensation from securities, insurance or third-party relationships. These commissions are separate from and in addition to the firm's advisory fees, and the arrangement may pose potential conflicts of interest. That said, the firm is bound by its fiduciary duty to act in clients' best interests.

Good Life Advisors may use charting, cyclical, fundamental and technical analysis to select investments and develop portfolios. Client portfolios may include long-term purchases, short-term purchases and trading strategies, depending on the program and client circumstances. Investments may include stocks, bonds, mutual funds, ETFs, ETNs, annuities, alternative investments, structured products, options, non-U.S. securities, cash positions and cryptocurrency-related products.

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Facet Wealth works with individuals and describes its service model as fully remote. Facet does not state a minimum asset requirement to become a member. The firm provides financial planning through a flat annual subscription fee, with investment management included as part of that fee.

The firm offers financial planning and discretionary investment management services, including financial goal setting, cash flow planning, debt planning, retirement planning, education planning, employee benefits planning, employer stock plan analysis, insurance planning, estate planning support and tax planning.

Facet generally builds portfolios using ETFs across model allocations that range from aggressive to conservative. The firm may also use direct indexing, tax-loss harvesting, tax-sensitive fixed income, ESG-screened approaches, short-term bond strategies and alternative income strategies for eligible clients. Its analysis methods include fundamental, technical and cyclical analysis, and investment strategies vary according to client needs.

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Gladstone Wealth Partners is a fee-based firm based in Palm Beach Gardens that works with individuals, high-net-worth individuals, trusts, businesses, retirement plans and charitable organizations. The firm’s minimum account requirements generally range from $0 to $100,000, depending on the advisory program, investment strategy or third-party money manager used. 

The firm’s services include wrap and non-wrap investment management, access to third-party managers and model portfolios, retirement plan advisory services, financial planning and investment consulting. Planning services may address estate planning, education planning, retirement planning, charitable giving, business succession planning and portfolio analysis.

Gladstone’s investment approach may include long- and short-term purchases and sales of securities, individual stocks and bonds, mutual funds, ETFs, ETPs, alternative investments, structured products, options, high-yield debt and model asset allocation portfolios. 

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The Baldwin Group Wealth Advisors is a fee-based advisory firm headquartered in Tampa, Florida. The firm works with individuals, families, businesses, trusts, estates, charitable organizations and retirement plan sponsors. The firm does not state a minimum portfolio value for starting or maintaining an investment management relationship, though certain third-party managers may impose their own account minimums.

The firm offers a long list of services, some of which include asset management, financial planning, estate planning, independent manager selection, cash sweep account management, retirement plan consulting and pension investment consulting. The firm charges asset-based, hourly and flat fees, while retirement plan services generally have a $7,500 minimum fee for single-employer plans. 

The Baldwin Group Wealth Advisors generally builds customized portfolios using asset allocation and diversification. The firm may use fundamental, technical and cyclical analysis, as well as internally developed or third-party model portfolios.

The firm typically creates portfolios that include a number of investment types. These can include stocks, bonds, mutual funds, ETFs, REITs, variable annuities, separate accounts, options, private placements, non-U.S. securities and other investment vehicles, depending on the client and account type.

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WE Family Offices is a Miami-based firm that works exclusively with high-net-worth individuals. Most of the firm's services are based around comprehensive financial planning and management. Its offerings encompass succession planning, investment manager selection, service provider selection and fee negotiation, investment transaction verification and asset and investment portfolio reporting. WE Family Offices does not provide any type of legal, tax or accounting advice.

WE Family Offices employs a comprehensive investment strategy centered around tailored asset allocation and strategic diversification. The firm's approach begins with understanding each client's investment objectives, risk tolerance, time horizon and liquidity needs to develop a customized asset allocation plan. This plan is based on long-term forward-looking assumptions, incorporating risk, return and correlation forecasts across various asset classes and market environments.

WE provides advice at the asset allocation and strategy level, focusing on a mix of active and passive strategies, and recommends diversification within and across asset classes. Additionally, WE conducts thorough reviews of investment managers, analyzing both quantitative and qualitative factors such as performance, fees and organizational stability to ensure alignment with the client's investment profile and goals.

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Csenge Advisory Group, a fee-based practice located in Clearwater, manages assets for thousands of non-high-net-worth individuals and hundreds of high-net-worth clients. The firm also serves charitable organizations and corporations.

Csenge charges clients annual management fees that are assessed as a percentage of assets under management. In addition to client-paid fees, advisors can earn commissions on the sale of insurance and other investment products. While this form of compensation is a conflict of interest, Csenge has a fiduciary duty that requires its team to act in the best interests of their clients.

Csenge works with clients to identify investment goals, objectives, restrictions and risk tolerance to customize a portfolio and create an initial allocation that strategically complements their financial situation and personal circumstances. The firm uses fundamental and technical methods of analysis to select investments. Csenge typically invests in mutual funds and ETFs. 

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CV Advisors works with high-net-worth individuals, as well as institutional clients including pooled investment vehicles, charities, insurance companies and corporations. It's no suprise CV Advisors doesn't work with individual clients below the high-net-worth threshold, considering the firm requires clients to have $50 million in assets to open an account.

The firm's investment advisory services include asset allocation analysis, instrument and security selection, performance reporting and portfolio monitoring. These services can be provided on both a discretionary and non-discretionary basis.

CV Advisors typically creates portfolios for its clients which include a number of investment types. These can include fixed-income, ETFs, mutual funds, equities, CDs, options and more.

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Dakota Wealth Management is a fee-only firm based in Palm Beach Gardens that works with individuals, high-net-worth individuals, families, trusts, foundations, retirement plans, charitable organizations, insurance companies, businesses, pooled investment vehicles and registered investment companies. 

The firm offers wealth management, investment management, financial planning, investment consulting, trust and estate planning support and retirement plan advisory services. It also provides tax planning and compliance services through an affiliated entity, as well as private fund advisory services, sub-advisory services and certain ancillary planning services through third-party providers.

Dakota Wealth Management typically uses a long-term investment approach, though it may make shorter-term purchases, sales or reallocations for rebalancing or in response to market conditions. The firm applies fundamental, technical, cyclical and charting analysis when evaluating investments. It may also use independent managers for all or part of a client portfolio.

Client portfolios may include mutual funds, ETFs, individual equities, fixed income, structured products, REITs, options, proprietary investments and cash positions. The firm can provide investment management services on both a discretionary and non-discretionary basis.

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Florida Financial Advisors is a fee-based firm based in Tampa that works with individuals and high-net-worth individuals. The firm was founded in 2017 and also operates under trade names including Georgia Financial Advisors, New England Financial Advisors, Texas Financial Advisors and Tristate Financial Advisors. The firm does not list a minimum account size for financial planning or discretionary wealth management services, though third-party custodians and investment programs may have their own requirements.

The firm offers financial planning, discretionary wealth management, investment consulting, held-away account services and access to third-party estate planning services. Its planning services may cover retirement planning, cash flow and budgeting, insurance planning, education funding, tax planning, business planning, charitable giving, distribution planning and trust and estate planning coordination. Additional services may relate to 401(k) strategies, corporate benefit plans, business owners, sudden wealth planning and divorce planning.

Florida Financial Advisors is considered a fee-based firm because it may receive advisory fees as well as commissions through affiliated brokerage or insurance relationships. This arrangement may create a potential conflict of interest. That said, the firm is required to act in clients' best interests when providing advisory services.

Florida Financial Advisors uses portfolio diversification, asset allocation, active management, passive management and optional tax-overlay strategies. The firm’s analysis may include cyclical analysis, fundamental analysis, Modern Portfolio Theory and technical analysis.