Top Financial Advisors in Little Rock, AR

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Legacy Capital Wealth Partners is a fee-based financial advisor firm that requires a household minimum of $500,000 in assets under management.

The firm works with both non-high-net-worth and high-net-worth individuals, as well as pension and profit-sharing plans and charities.

The team at Legacy holds multiple certifications, including designations as certified financial planner (CFP), certified public accountant (CPA), chartered life underwriter (CLU) and chartered financial counselor (ChFC).

The majority of the fees the firm charges clients are based on a percentage of AUM. However, some advisors at this fee-based firm are also insurance agents and sell insurance products for commissions. While this could present a conflict of interest, the advisors at the firm are bound by fiduciary duty to act in clients’ best interests.

Legacy Capital Wealth Partners Background

Legacy Capital first registered with the SEC as an investment advisor in 2018. the firm is owned by Legacy Capital Wealth Holdings, LLC and Trent Capital Management, Inc. The majority owners of Legacy Capital Wealth Holdings, LLC are Matthew Jones and Jason Prather. The owner of Trent Capital Management, Inc. is David Trent. 

The firm offers a number of services to clients, including asset management, risk management, estate planning and life insurance.

Legacy Capital Wealth Partners Investment Strategy

Like many other firms, Legacy Capital Wealth Partners strives to get to know its clients and identify their financial situations, risk profiles, investment goals, tax situations, liquidity constraints and more. Using this information, Legacy typically implements a long-term investing strategy, holding all or some of a clients' securities for at least a year. 

The firm uses a variety of strategies, third-party managers and funds. Assets are typically invested in low-cost ETFs and with more focused separate account managers. However, the firm may also turn to alternative investments that have less downside risk.

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Lathrop Investment Management's client base is made up of non-high-net-worth and high-net-worth individuals, pension and profit-sharing plans, charitable organizations and corporations.

The firm has a minimum annual fee of $5,000. 

As a fee-only firm, Lathrop Investment Management advisors do not make money from commissions for selling securities or insurance to clients.

The advisory team at Lathrop holds multiple certifications, including chartered financial analysts (CFAs).

Lathrop Investment Management Background

Lathrop was founded in 1981 by Gregory C. Lathrop, who remains the sole owner.

The firm’s services include:

• Investment advice
• Portfolio management
• Separately managed accounts
• Retirement plan advising

Lathrop Investment Management Investment Strategy

Fundamental analysis drives the firm’s choices of securities. The firm conducts its own research and supplements it with research from a variety of brokerage firms. Diversification is key and clients tend to be invested in 25 to 35 companies.

While the firm primarily constructs portfolios using individual stocks, bonds and cash, it relies on mutual funds and exchange-traded funds (ETFs) when clients lack the funds to invest in enough individual companies. 

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Meridian Investment Advisors is a fee-only firm that advises both non-high-net-worth and high-net-worth individuals, as well as pension and profit-sharing plans, charities, government entities and corporations. 

Its team holds multiple certifications, including designations as chartered financial analyst (CFA) and certified financial planner (CFP).

The firm has a minimum account size of $500,000. 

Meridian's fees are all based on a percentage of assets under management, and its advisors do not earn commissions for selling securities or insurance products.

Meridian Investment Advisors Background

Founded in 1983, Meridian is principally owned by Pat D. Moon.

Meridian provides both investment management and retirement services.

Meridian Investment Advisors Investment Strategy

Risk tolerance is the most important variable for Meridian’s advisors when forming a client’s investment strategy. Stocks and bonds — including U.S. Treasury securities and high quality U.S. corporate bonds — are the most common investments used. Mutual funds and ETFs are also used.

In making investment choices, the firm primarily uses fundamental analysis, which involves using metrics to determine whether a particular asset is undervalued. 

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The Arkansas Financial Group is a fee-only financial advisory firm focused on helping its clients achieve long-term financial growth.

The firm works with both non-high-net-worth and high-net-worth individuals, as well as retirement plans, charities, corporations and trusts.

There is no minimum amount of assets required to open an account.

The advisory team holds multiple certifications, including certified financial planner (CFP), certified public accountant (CPA), chartered financial consultant (ChFC) and accredited investment fiduciary (AIF) designations.

The Arkansas Financial Group Background

Frederick E. Adkins III owns the firm with Kristina Bolhouse and John R. Broadwater. The firm has been registered as an investment advisor with the SEC since 1985.

If you choose to enter into a relationship with the Arkansas Financial Group, you will have a range of advisory services available, including investment management, retirement planning, tax planning, estate planning and insurance analysis.

The Arkansas Financial Group Investment Strategy

Because The Arkansas Financial Group believes that an individualized approach is necessary to successfully manage client portfolios, the firm pays particular attention to your needs from the outset. During introductory conversations, you and your advisor will discuss your risk tolerance, financial objectives, time horizon and any specific investment needs you might have.

Then, your assets will be allocated, likely among ETFs, mutual funds and bonds. Your portfolio will be re-evaluated at the beginning of each quarter to ensure that everything is going according to plan. If it’s not, the firm may adjust its strategy.

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Ifrah Financial Services is a fee-only firm, which means that its advisors do not work for commissions. Instead, clients pay advisory fees that are based on a percentage of their assets under management.

Ifrah has no set minimum account size. Not surprisingly, most of the firm’s individual clients are non-high-net-worth individuals. The practice also serves high-net-worth individuals, retirement plans and corporations.

Ifrah Financial Services Background

Ifrah Financial Services was established in 2006. President and CEO Patrick Ifrah owns the firm with chairman of the board Stephen DeSalvo and Micah Brown.

Ifrah Financial Services offers a plethora of personal financial planning services, such as budgeting, estate planning, cash management, tax planning, insurance and retirement planning.

Ifrah Financial Services Investment Strategy

When a client opens an account, Ifrah Financial Services delves into your current financial situation and goals. The firm then builds a plan outlining how you can achieve your financial goals while adhering to your stated risk tolerance and time horizon.

The investment types this firm says it typically uses include ETFs, exchange-listed securities, corporate debt securities, mutual funds, U.S. government securities, variable annuities and other similar investments.

Clients may also use model asset allocations offered through FOLIOfn or Charles Schwab.

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Applied Capital is a fee-based firm that has no set account minimum and works with high-net-worth and non-high-net-worth individuals.

The firm's advisory team holds multiple certifications, including certified financial planner (CFP), certified public accountant (CPA) and personal financial specialist (PFS) at different branches.

Several Applied Capital advisors are also licensed insurance agents who earn commissions on the sale of certain products, making the firm fee-based. Despite the potential conflict of interest that commissions can create, Applied Capital is a fiduciary and must always act in its clients best interests. 

Applied Capital Background

Founded in 2013, Applied Capital is principally owned by Brad Raines. 

Applied Capital offers investment management and financial planning services that touch on a variety of topics, including budgeting, retirement planning, insurance needs, education planning, as well as tax and estate planning. 

Applied Capital Investment Strategy

Applied Capital builds and manages client portfolios according to individual clients' goals, objectives, time horizons and risk profiles. 

The firm may invest in a variety of assets, including mutual funds, equities, bonds, fixed income, debt securities, ETFs, real estate investment trusts (REITs), insurance products and government securities. Its investment strategies include long-term purchases, short-term trading and margin transactions. 

"Guided by a strong belief in efficient markets and academic research, we help clients build and manage well-diversified portfolios in a cost effective manner," the firm states on its website. 

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Horrell Capital Management is a fee-only firm that works with both non-high-net-worth and high-net-worth individuals, charitable organizations and state or municipal governments.

The firm does not require a minimum account size, but charges a minimum annual fee of $1,500.

As a fee-only firm, Horrell Capital does not earn commissions for the sale of insurance or financial products. Instead, its revenue comes from client fees that are charged as a percentage of assets under management. The firm may also charge hourly or fixed fees. 

Horrell Capital Management Background

Scott Horrell is the president and owner of Horrell Capital.

Horrell Capital relies on investment approaches that utilize both equity and fixed income strategies. According to the firm's brochure, it offers advice on:

• Equity Securities: exchange-listed securities, securities traded over-the-counter and foreign issues
• Warrants
• Corporate debt securities (other than commercial paper)
• Certificates of deposit
• Municipal securities
• Investment company securities (mutual fund shares)
• United States government securities
• Option contracts on securities and
• ETFs

Horrell Capital Management Investment Strategy

The firm uses charting, fundamental, technical and cyclical methods of analysis to evaluate investments. It employs multiple investment strategies, including long-term purchases, short-term purchases, trading, short sales, margin transactions and option writing.

"Our objective is to utilize strategies that are most appropriate and suitable for each Client," the firm's brochure states. "Each strategy and each type of security has associated risks. Bringing together multiple strategies and asset classes into one portfolio is a generally accepted method to mitigate those risks."

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Ipsen Advisor Group is a fee-based advisory firm that serves both non-high-net-worth and high-net-worth individuals, as well as retirement plans and businesses.

The firm does not impose a minimum account balance for services. However, clients engaging in investment management are charged an annual fee that’s based on a percentage of assets under management. This fee can start at 1.50% and decrease to 0.80% based on the size of the account balance.

As a fee-based firm, members of Ipsen’s advisory team can earn commissions for the sale of financial products. While this presents a potential conflict of interest, the firm’s fiduciary duty requires them to act in the clients’ best interests.

Ipsen Advisor Group Background

Headquartered in Little Rock, Ipsen is a registered investment advisor that was formed in 2021.

The firm was founded, owned and operated by its chief executive officer Loren M. Ipsen and chief compliance officer Amy E. Ipsen.

Ipsen Advisor Group Investment Strategy

As with other firms, Ipsen says that it makes financial recommendations based on a client’s specific goals and objectives, risk tolerance and time horizons.

The firm offers clients a variety of financial planning and investment management services.

Depending on the client’s financial needs, Ipsen also provides cash management, risk management, education planning, tax planning, estate planning and retirement planning, among other services.

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Financial Management Incorporated (FMI) is a fee-based advisory firm that works with both non-high-net-worth and high-net-worth individuals. Institutional clients also include retirement plans, charities and businesses.

Clients engaging in asset and wealth management services pay a graduated or flat rate of up to 2%.

As a fee-based firm, certain advisors at FMI can sell financial products on a commission basis. While this presents a potential conflict of interest, the firm’s fiduciary duty requires them to act in the clients’ best interests.

FMI does not impose a minimum investment to engage in services.

Financial Management Background

Headquartered in Little Rock, FMI is a registered investment advisor since 1982.

The firm is wholly owned by Crews Core Holding Company, which itself is a wholly owned subsidiary of First Security Bancorp.

Financial Management Investment Strategy

As with other firms, FMI says that it makes financial recommendations based on a client’s specific risk tolerance, time horizon and liquidity constraints, among other relevant factors.

FMI offers clients a variety of services, including asset and wealth management, financial planning and consulting, and fiduciary and non-fiduciary services for plan sponsors.

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ClientFirst Wealth Management is a fee-only practice anchored by Edward Mahaffy, the firm’s president, senior portfolio manager and chief compliance officer.

ClientFirst says it only serves the financial needs of individuals, both those with and without high net worths. The minimum account size is $500,000.

ClientFirst Wealth Management Background

Mahaffy founded ClientFirst Wealth Management in 2002 after spending more than two decades in financial services, which included a stint at Merrill Lynch.

Services include cash and risk management, insurance analysis, education planning, retirement planning, charitable giving, estate creation, tax mitigation and capital needs planning.

ClientFirst Wealth Management Investment Strategy

ClientFirst Wealth Management takes what it learns about its clients from a questionnaire to develop an investment strategy. Like most firms, ClientFirst takes a long-term approach, but the firm says that short-term purchases are also made to fulfill any needs for liquidity and quick cash that clients may have.

The firm relies on fundamental, technical, charting and cyclical methods of analysis to assess investments.