Finding a Top Financial Advisor Firm in Little Rock, Arkansas
Choosing the right financial advisor for your needs is a big decision. To make your search a bit easier, SmartAsset assembled this list of the top financial advisor firms in Little Rock, including essential information on each firm’s services, fees and account minimums. For further guidance, take advantage of the SmartAsset financial advisor matching tool to get paired with an advisor who serves your area.
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We match nearly 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 | Legacy Capital Wealth Partners  Find an Advisor | $1,317,812,779 | $500,000 |
| Minimum Assets$500,000Financial Services
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| 2 | Stephens Group Asset Management, LLC  Find an Advisor | $1,409,178,355 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
| 3 | The Arkansas Financial Group, Inc.  Find an Advisor | $861,387,705 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
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| 4 | Lathrop Investment Management Corp.  Find an Advisor | $937,096,914 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
| 5 | Meridian Investment Advisors  Find an Advisor | $766,523,683 | $500,000 |
| Minimum Assets$500,000Financial Services
|
| 6 | Ifrah Financial Services, Inc.  Find an Advisor | $446,906,587 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
| 7 | Applied Capital LLC  Find an Advisor | $293,411,420 | $100,000 |
| Minimum Assets$100,000Financial Services
|
| 8 | First Financial Services, LLC  Find an Advisor | $100,831,612 | N/A |
| Minimum AssetsN/AFinancial Services
|
| 9 | Gilliland Jeter Wealth Management, LLC  Find an Advisor | $505,337,142 | $1,000,000 |
| Minimum Assets$1,000,000Financial Services
|
| 10 | Horrell Capital Management, Inc.  Find an Advisor | $454,201,138 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
What We Use in Our Methodology
To find the top financial advisors in Little Rock, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Legacy Capital Wealth Partners
Legacy Capital Wealth Partners is a fee-based financial advisor firm that requires a household minimum of $500,000 in assets under management.
The firm works with both non-high-net-worth and high-net-worth individuals, as well as pension and profit-sharing plans and charities.
The team at Legacy holds multiple certifications, including designations as certified financial planner (CFP), certified public accountant (CPA), chartered life underwriter (CLU) and chartered financial counselor (ChFC).
The majority of the fees the firm charges clients are based on a percentage of AUM. However, some advisors at this fee-based firm are also insurance agents and sell insurance products for commissions. While this could present a conflict of interest, the advisors at the firm are bound by fiduciary duty to act in clients’ best interests.
Legacy Capital Wealth Partners Background
Legacy Capital first registered with the SEC as an investment advisor in 2018. the firm is owned by Legacy Capital Wealth Holdings, LLC and Trent Capital Management, Inc. The majority owners of Legacy Capital Wealth Holdings, LLC are Matthew Jones and Jason Prather. The owner of Trent Capital Management, Inc. is David Trent.
The firm offers a number of services to clients, including asset management, risk management, estate planning and life insurance.
Legacy Capital Wealth Partners Investment Strategy
Like many other firms, Legacy Capital Wealth Partners strives to get to know its clients and identify their financial situations, risk profiles, investment goals, tax situations, liquidity constraints and more. Using this information, Legacy typically implements a long-term investing strategy, holding all or some of a clients' securities for at least a year.
The firm uses a variety of strategies, third-party managers and funds. Assets are typically invested in low-cost ETFs and with more focused separate account managers. However, the firm may also turn to alternative investments that have less downside risk.
Stephens Group Asset Management
Stephens Group Asset Management offers investment management and ERISA plan servcies to its clients. They firm works with individuals, retirement accounts, ERISA plan clients, trusts, estats, corporations, business entitities and other charitable organizations.
Investment management services are offered at an annual fee that is based on the total annual amount of assets under management (AUM). The fee also depends on the type of strategy that is being used. For example, fixed-income strategies start at 0.20% while the ETF modle strategy ranges fom 0.06% to 0.60%.
The firm offers discretionary portfolios to clients if it matches their individual needs. The firm's advisors monitor portfolios in a way that they believe help them spot the right opportunities for clients, dpeneding on long-term goals.
The Arkansas Financial Group
The Arkansas Financial Group is a fee-only financial advisory firm focused on helping its clients achieve long-term financial growth. The firm works with both non-high-net-worth and high-net-worth individuals, as well as retirement plans, charities, corporations and trusts. There is no minimum amount of assets required to open an account.
If you choose to enter into a relationship with the Arkansas Financial Group, you will have a range of advisory services available, including investment management, retirement planning, tax planning, estate planning and insurance analysis.
Because The Arkansas Financial Group believes that an individualized approach is necessary to successfully manage client portfolios, the firm pays particular attention to your needs from the outset. During introductory conversations, you and your advisor will discuss your risk tolerance, financial objectives, time horizon and any specific investment needs you might have.
Then, your assets will be allocated, likely among ETFs, mutual funds and bonds. Your portfolio will be re-evaluated at the beginning of each quarter to ensure that everything is going according to plan. If it’s not, the firm may adjust its strategy.
Lathrop Investment Management
Lathrop Investment Management's client base is made up of non-high-net-worth and high-net-worth individuals, pension and profit-sharing plans, charitable organizations and corporations. The firm has a minimum annual fee of $5,000.
Fundamental analysis drives the firm’s choices of securities. The firm conducts its own research and supplements it with research from a variety of brokerage firms. Diversification is key and clients tend to be invested in 25 to 35 companies.
While the firm primarily constructs portfolios using individual stocks, bonds and cash, it relies on mutual funds and exchange-traded funds (ETFs) when clients lack the funds to invest in enough individual companies.
Meridian Investment Advisors
Meridian Investment Advisors is a fee-only firm that advises both non-high-net-worth and high-net-worth individuals, as well as pension and profit-sharing plans, charities, government entities and corporations. The firm has a minimum account size of $500,000.
Risk tolerance is the most important variable for Meridian’s advisors when forming a client’s investment strategy. Stocks and bonds — including U.S. Treasury securities and high quality U.S. corporate bonds — are the most common investments used. Mutual funds and ETFs are also used.
In making investment choices, the firm primarily uses fundamental analysis, which involves using metrics to determine whether a particular asset is undervalued.
Ifrah Financial Services, Inc.
Ifrah Financial Services is a fee-only firm, which means that its advisors do not work for commissions. Instead, clients pay advisory fees that are based on a percentage of their assets under management. Ifrah Financial Services offers a plethora of personal financial planning services, such as budgeting, estate planning, cash management, tax planning, insurance and retirement planning.
Ifrah has no set minimum account size. Not surprisingly, most of the firm’s individual clients are non-high-net-worth individuals. The practice also serves high-net-worth individuals, retirement plans and corporations.
When a client opens an account, Ifrah Financial Services delves into your current financial situation and goals. The firm then builds a plan outlining how you can achieve your financial goals while adhering to your stated risk tolerance and time horizon.
The investment types this firm says it typically uses include ETFs, exchange-listed securities, corporate debt securities, mutual funds, U.S. government securities, variable annuities and other similar investments.
Applied Capital LLC
Applied Capital is a fee-based firm that has no set account minimum and works with high-net-worth and non-high-net-worth individuals. Several Applied Capital advisors are also licensed insurance agents who earn commissions on the sale of certain products, making the firm fee-based. Despite the potential conflict of interest that commissions can create, Applied Capital is a fiduciary and must always act in its clients best interests.
Applied Capital offers investment management and financial planning services that touch on a variety of topics, including budgeting, retirement planning, insurance needs, education planning, as well as tax and estate planning. Applied Capital builds and manages client portfolios according to individual clients' goals, objectives, time horizons and risk profiles.
The firm may invest in a variety of assets, including mutual funds, equities, bonds, fixed income, debt securities, ETFs, real estate investment trusts (REITs), insurance products and government securities. Its investment strategies include long-term purchases, short-term trading and margin transactions.
First Financial Services
First Financial Services offers financial planning and investment management services to its clients. Some of the points of emphasis in the financial planning the firm does for its clients include estate planning, business planning, insurance reviews, key person situations and charitable contributions. The firm's advisors work with individuals, high-net-worth individuals, families, retirement plans, trusts, estates, corporations and other businesses.
Fees for portfolio management at the firm are based on a percentage of the total annual assets under management (AUM) the client invests. The firm will determine an approrpriate fee structure based on things such as size, complexity, security type and investment objectives. In general, fees range from 1% to 2% of the total annual AUM.
First Financial utilizes both technical and fundamental analysis when choosing investments for portfolios. Some investment strategies utilized in client accounts include long-term purchases, short-term purchases, margin transactions, trading and options trading. However, investment strategy for a specific client is based upon the objectives stated by the client during consultations. Any client can change their own portfolio objectives at any time.
Gilliland Jeter Wealth Management
Gilliland Jeter Wealth Management offers discretionary and non-discretionary portfolio management as well as financial planning services. The firm's advisors work with individuals, high-net-worth individuals, corporations, foundations, retirement and pension plan participants and other entities.
Portfolio management fees at the firm are individually negotiated with each client. They are typically based on annual assets under management (AUM) and are generally subject to a maximum fee of 2% and a minimum fee of 1%. Financial planning fees are typically included in portfolio management fees as the firm doesn't provide that service on a stand-alone basis.
The firm's advisors work to create a custom investment plan for each client. The primary vehicles used for investments are ETFs, mutual funds, preferred stocks, options, common stocks, structured products and fixed-income securities.
Horrell Capital Management, Inc.
Horrell Capital Management is a fee-only firm that works with both non-high-net-worth and high-net-worth individuals, charitable organizations and state or municipal governments. The firm does not require a minimum account size, but charges a minimum annual fee of $1,500.
As a fee-only firm, Horrell Capital does not earn commissions for the sale of insurance or financial products. Instead, its revenue comes from client fees that are charged as a percentage of assets under management. The firm may also charge hourly or fixed fees.
The firm uses charting, fundamental, technical and cyclical methods of analysis to evaluate investments. It employs multiple investment strategies, including long-term purchases, short-term purchases, trading, short sales, margin transactions and option writing.
