Top Financial Advisors in Mesa, AZ

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At the top of our list, Public Safety Financial/Galloway is a fee-based firm focused on working with military members, first responders and government employees at all levels. The firm’s client base consists mostly of non-high-net-worth individuals, with a few high-net-worth individuals rounding it out.

Galloway does not require a minimum amount of assets to open an account. 

Advisors at this firm may offer clients insurance policies, and sales could result in commissions for them. The firm is a fiduciary, though, requiring it to act in clients' best interests at all times.

Public Safety Financial/Galloway Background

Public Safety Financial/Galloway was founded in 2006. Public Safety Financial, LLC is the firm's principal owner.

Investment management and asset allocation services are available at this firm. Various types of financial planning, like retirement planning and pension maximization, are also present.

Public Safety Financial/Galloway Investing Strategy

Public Safety Financial/Galloway uses clients' investor characteristics to create an investment portfolio plan that's suited to reach their short- and long-term financial goals. To accomplish this, the firm will work with you to determine your risk tolerance, time horizon and income needs. While the firm often builds a custom portfolio for each client, it may also recommend a model portfolio with a predecided asset allocation. Should your advisor go with the latter, a model portfolio that still meets your needs will be chosen.

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Advisors at DecisionPoint Financial hold mutiple certifications, including certified financial planner (CFP), accredited investment fiduciary (AIF) and certified plan fiduciary advisor (CPFA). DecisionPoint does not have a minimum investment requirement for new clients, but it does require a minimum annual fee of $2,500. However, this minimum is waivable at the firm's discretion.

This fee-only firm serves both high-net-worth and non-high-net-worth clients, as well as pension and profit-sharing plans, municipal governments, businesses and charitable organizations.

DecisionPoint Financial Background

DecisionPoint's CEO and president Scott Johnson founded the firm in 2018. On the firm's website, it states that Johnson is a third-generation financial advisor who has worked in the industry for about 30 years. DecisionPoint is owned by the Johnson Family Trust, which in turn is owned by Scott Johnson and Sarah Johnson.

Clients of DecisionPoint will have access to a number of advisory services, most notably investment management. Outside of this, clients can also take advantage of stand-alone financial planning and consulting.

DecisionPoint Financial Investing Strategy

Following your initial interview with your new DecisionPoint advisor, the firm will look to pair you with one of its proprietary investment strategies. This will lead to a specific asset allocation for your portfolio. Generally, the firm uses four investment vehicles: mutual funds, individual equities, bonds and ETFs.

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Rovin Capital is a fee-based financial advisor firm the serves both high-net-worth and non-high-net-worth clients, as well as pension and profit-sharing plans, charities and corporations. As a fee-based operation, some of the firm's advisors can receive extra compensation related to discretionary investment management services.

This firm's team of advisors manage millions of dollars in client assets. The firm's staff holds multiple certifications, including:

• Certified financial planner (CFP)
• Chartered financial consultant (ChFC)
• Certified wealth strategist (CWS)
• Chartered life underwriter (CLU)

With no set account minimum, the firm's clients are mostly individuals who do not have high net worths. Rovin also serves investors who do have high net worths, trusts, estates, corporations, qualified retirement plans and charitable organizations.

Rovin Capital Background

Chairman Michael Staffieri established Rovin Capital's predecessor, Financial Advisory Corporation, in 1978, making it the oldest firm on this list. Rovin is independently owned by Blue King Momentum and Snowy River Corporation. Chief operating officer (COO) Kimball Eric Pierce and and Whitnite Pierce own Blue King Momentum, while CEO and president Markell Staffieri owns Snowy River Corporation.

The services offered by this firm reflect its belief that all clients’ financial needs are different. The firm can provide retirement planning, estate planning, tax minimization, risk management, portfolio analysis and evaluations of existing investment accounts.

Rovin Capital Investing Strategy

Rovin Capital believes that a long-term approach will best enable its clients to achieve their financial goals. In support of this, the firm primarily invests its clients’ assets in exchange-traded funds (ETFs), individual debt and equity securities, stocks, bonds, options, alternative investments and mutual funds.

Your advisor takes into account your personal preferences when determining how to invest your funds. The firm also integrates your risk tolerance, time horizon and any applicable tax considerations when creating your portfolio.

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Acute Wealth Advisors is a fee-based firm. This means some of the firm’s advisors can sell insurance products on a commission basis, which is a potential conflict of interest.

The firm works with solely individual clients, who both do and don't have a high net worth. The firm does not have a minimum account size requirement.

This firm offers non-discretionary portfolio management, where the firm provides investment advice tailored to clients' needs and objectives. Additionally, the firm offers discretionary portfolio management services, allowing clients to delegate the management of their investments to the firm. The firm also provides insurance, estate planning and retirement planning services.

Acute Wealth Advisors Background

Acute Wealth Advisors was founded in 2001. The firm is owned by multiple owners: partner Matthew Deaton and founder Damon Roberts. According to the firm’s website, none of its advisors hold certifications, such as certified financial planner (CFP) or chartered financial analyst (CFA).

The firm's headquarters are in Mesa, but it also has locations in Peoria, Scottsdale and Phoenix.

Acute Wealth Advisors Investing Strategy

Acute Wealth Advisors’ investment strategies are designed to cater to the needs and goals of each client. When developing investment plans for clients, the firm accounts for factors like risk tolerance, financial condition, investment goals, time horizon, liquidity needs, taxes and more.

When it comes to typical investments, Acute Wealth Advisors uses quite a few options. These include ETFs, equities, American Depository Receipts, bonds, options, mutual funds, commodities and more.

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Tribeca Financial, LLC offers both discretionary and non-discretionary portfolio management tailored to the individual needs of its clients, with an emphasis on aligning investments to each client’s goals, time horizon, and risk tolerance. Alongside investment management, Tribeca provides complimentary written wealth plans covering areas such as employee benefits, insurance, estate planning, and tax and cash flow needs. In some cases, the firm may utilize sub-advisers like BAM Advisor Services, LLC to provide back-office support and portfolio management services, while maintaining oversight of client accounts.

Fees at Tribeca are charged as a percentage of assets under management and can either be structured as a flat fee between 0.15% and 1.25% or follow a blended tiered schedule. Under the blended arrangement, clients pay up to 1.55% annually on their first $1 million in assets, with declining rates on larger portfolios, dropping as low as 0.30% on assets over $3 million. These fees are generally billed quarterly, either directly by Tribeca or through arrangements with BAM Advisor Services.

Tribeca serves a wide variety of clients including individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, government entities, insurance companies, and corporations. Tribeca primarily utilizes mutual funds and ETFs that exclude speculative investments like IPOs or distressed companies, while also incorporating high-quality fixed income holdings to manage risk.

Clarity Wealth Management is a fee-based firm that works with both non-high-net-worth and high-net-worth clients, as well as pension and profit-sharing plans and corporations.

As a fee-based firm, some advisors may take commissions. This could be a potential conflict of interest for clients. However, advisors must adhere to the firm's fiduciary obligations, which put client interests first.

The firm does not impose any account minimums for clients.

Clarity Wealth Management Background

Clarity is a limited liability company that was formed in 2007. The principal owners are Charles Bennie Booth, Richard Monnett Everhart Jr. and Howard Robard Dal Monte.

Portfolio management services included investment strategy, asset allocation, risk management, cash flow planning, tax planning and portfolio rebalancing. 

Clarity Wealth Management Investment Strategy

Clarity portfolio strategies are based on the client's risk tolerance and time horizon. 

The firm invests portfolios in mutual funds, fixed-income securities, real estate funds (including REITs), annuities, exchange-traded funds (ETFs) and other types of assets.

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Ridgeline Wealth Planning LLC offers a range of advisory services to retail clients, including discretionary and non-discretionary portfolio management, financial planning, and consulting services. The firm provides ongoing monitoring of client portfolios, typically on a quarterly basis, and delivers financial planning tailored to client goals and needs.

Fees are based on a percentage of assets under management (AUM). These fees are billed quarterly in arrears, based on the account’s fair market value as of the last business day of the preceding billing period. Hourly fees for financial planning start at $500 per hour and fixed fees for other services start at $600. 

The firm offers discretion over investment decisions when engaged for discretionary management, meaning the firm makes buy/sell decisions on behalf of clients. In non-discretionary arrangements, the client retains final decision-making authority. Ridgeline does not limit investment offerings to proprietary products; instead, it selects investments it deems suitable for each client’s individual circumstances and goals, subject to what is available on the custodian’s platform.

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Prosper Private Wealth is the newest firm on the list, and offers a variety of advisory services which includes discretionary investment management, financial planning, independent third-party management and retirement services. The firm's advisors primarily works with individuals, high-net-worth individuals, families, estates, trusts and retirement plans. 

Fees at the firm depends on the services being offered and how much the client has invested at the firm. The maximum annual fee is 2% of all assets under management (AUM). The firm beleives that its fees are reasonable in relation to the services provided and the fees charged by other investment advisors offering similar services. 

The firm primarily invests in equities, American Depository Receipts, corporate debt securities, certificates of deposit, municipal securities, mutual funds, exchange-traded funds and more. A variety of methods of analysis are used to identify the right investment choices for each individual cliient in an effort to help them meet their unique needs. 

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Taurum Retirement Partners offers the services of portfolio management and third-party asset management to its diverse list of clients that include individuals and high-net-worth individuals. The firm doesn't create financial plans but they do incorporate limited parts of financial planning to complement its portfolio management offering. 

Fees at the firm typically align with the amount of assets under management (AUM) each client has invested at the firm. The fees typically range from 0.70% (above $5,000,000 AUM) to 1.15% of the annual AUM. For third-party asset management, the fees range up to 2% per annum. 

The firm utilizes conventional investment analysis methods and strategies to identify opportunities for portfolio selections. The firm uses fundamental analysis to methods to measure the risks of companies and potential investments and all assumptions are formulated based on historical financial representations.