Finding a Top Financial Advisor Firm in Oakland, California
Oakland, California is a large city with many financial advisor firms, making it tough to find the the right financial advisor for you. To make it easier, SmartAsset created this list of the top Oakland financial advisor firms. Below, you can compare and contrast the firms’ services, fee structures and account minimums. SmartAsset's financial advisor matching tool is another way to find a financial advisor who serves your area, as it can pair you with up to three.
Find a Fiduciary Financial Advisor
We match nearly 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 | Liberty Wealth Management, LLC  Find an Advisor | $1,469,902,558 | $50,000 |
| Minimum Assets$50,000Financial Services
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| 2 | Brooker Wealth Management  Find an Advisor | $592,401,793 | $100,000 |
| Minimum Assets$100,000Financial Services
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| 3 | Financial Avengers, Inc.  Find an Advisor | $238,066,622 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
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Let us help match you with up to three vetted fiduciary financial advisors.Answer a few questions to get matched. | |||||
| 4 | Granite Capital Management  Find an Advisor | $238,066,622 | $100,000 |
| Minimum Assets$100,000Financial Services
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What We Use in Our Methodology
To find the top financial advisors in Oakland, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Liberty Wealth Management, LLC
Liberty Wealth Management is a fee-based firm with offices in Oakland and Irvine. You'll need at least $50,000 in assets under management to become a client of this firm. It also charges a minimum annual flat-rate fee of $3,500 for financial planning.
Liberty’s client base is made up of non-high-net-worth and high-net-worth individuals, as well as corporations, pensions and profit-sharing plans.
Advisors at this firm may earn commissions from selling insurance policies or from trading certain securities in your portfolio. However, the firm is a fiduciary and therefore it must act in your best interests.
Services include trust and estate planning, retirement planning, insurance analysis, tax management and mitigation and general investment management.
Liberty Wealth Management focuses on long-term investing and follows modern portfolio theory, which aims to balance risk and return through diversified portfolios. The firm uses a mix of strategies, including long- and short-term purchases, margin transactions, and options trading, depending on the client’s needs.
Brooker Wealth Management
Brooker Wealth Management is a division of John, W. Brooker & Co. CPAs, which can also handle your tax preparation needs. In support of this service, there are certified public accountants (CPAs) at this firm, as well as Certified Financial Planners™ (CFP®s) and chartered financial analysts (CFAs).
Brooker Wealth Management serves both non-high-net-worth and high-net-worth individuals, as well as employer-sponsored pensions, profit-sharing plans and charities.
The firm offers comprehensive financial planning, which takes into account all aspects of your financial life to create a workable plan. It also offers more goal-based services, like retirement planning, real estate investment analysis, higher education funding analysis, estate plan creation and review, mortgage and refinancing evaluation and insurance review.
Brooker Wealth Management requires a minimum of $100,000 in investable assets to open an account.
Your personal risk tolerance, liquidity needs and time horizon will dictate how your assets are ultimately invested at this firm. However, the firm does have its own set of preferred investment types that it tends to use in client portfolios.
These include domestic and foreign stocks and bonds, no-load mutual funds, exchange-traded funds (ETFs), certificates of deposit (CDs) and U.S. government securities.
Financial Avengers, Inc.
Financial Avengers is a fee-based firm that serves non-high-net-worth and high-net-worth individuals, as well as corporations.
This fee-based firm has a small advisory team. Clients of this firm may be offered insurance policies and sales may result in commissions for advisors. But because this firm is a fiduciary, it is required to act in your best interest.
Financial Avengers customizes its services to fit clients’ individual needs and financial situations. The firm has experience with areas like debt management, estate transfer and investment management.
Financial Avengers focuses on long term investing and avoids strategies like market-timing, short selling and margin transactions.
Portfolios are based on client risk tolerance and personal financial objectives.
Financial Avengers does not require a minimum account size for investment management services. The firm invests in exchage-traded equity securities, mutual funds, as well as cash and equivalents.
Granite Capital Management
Granite Capital Management is a fee-only firm that works with both high-net-worth and non-high-net-worth individuals, as well as pensions, profit-sharing plans and businesses.
The firm’s brochure says that it charges clients a fee based on a percentage of assets under management (AUM). This typically ranges from 0.50% to 1.50%, depending on the size of the account.
Granite builds investment strategies based on each client’s financial situation.
Portfolios are regularly monitored and rebalanced to stay aligned with the client’s goals.
Strategies typically rely on long-term investments, where assets are held for at least a year. Granite may also use short-term trades, margin transactions and options if needed to meet specific client needs.
Granite uses fundamental, technical and credit analysis to choose investments. The firm also reviews research, public filings and financial news.
