Finding the Top Financial Advisor Firms in Orange, CA
Researching financial advisors in Orange, California, isn’t for the faint of heart. You’ll need to navigate government agency databases, read the fine print and cut through the marketing lingo on websites. To help you, we did the initial heavy lift and narrowed the field to the top financial advisor firms in Orange. You can also use our SmartAsset financial advisor matching tool. It connects you with fiduciary advisors who serve your area.
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We match nearly 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 | Guardian Financial Partners, LLC  Find an Advisor | $835,534,646 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
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| 2 | BW & Associates, Inc.  Find an Advisor | $615,348,169 | $50,000 |
| Minimum Assets$50,000Financial Services
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| 3 | Secura Financial LLC  Find an Advisor | $261,784,000 | $250,000 |
| Minimum Assets$250,000Financial Services
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Let us help match you with up to three vetted fiduciary financial advisors.Answer a few questions to get matched. | |||||
| 4 | TABR Capital Management  Find an Advisor | $231,247,341 | $500,000 |
| Minimum Assets$500,000Financial Services
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| 5 | Opus Private Wealth Group, LLC  Find an Advisor | $102,032,653 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
What We Use in Our Methodology
To find the top financial advisors in Orange, Califo, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Guardian Financial Partners
Guardian Financial Partners leads off our list of the top financial advisors in Orange. This fee-only practice has a team of advisors who hold a variety of professional credentials, including the Certified Financial Planner™ (CFP®), Chartered Financial Analyst (CFA), certified investment management analyst (CIMA) and retirement income certified professional (RICP).
With no minimum account requirement, the firm’s client base consists of both non-high-net-worth and high-net-worth individuals. The firm also serves trusts, estates, charitable organizations and corporations. As a fee-only firm, advisors do not earn commissions from third-parties for selling insurance or securities. This reduces the number of potential conflicts of interest the firm has.
Guardian Financial Partners formed in 2017. Today, it offers asset management, retirement plan consulting, and investment consulting services. The firm also offers investment management via wrap fee accounts, which bundle advisory services with custodial transaction costs.
Portfolios are tailored and may include stocks, bonds, mutual funds, exchange-traded funds (ETFs), options and other public or private securities. Its investment philosophy emphasizes diversification and asset allocation, using methods such as fundamental and technical analysis, cyclical analysis and modern portfolio theory. Portfolios may be built through strategic, dynamic, tactical or core-satellite approaches depending on client needs. Investments can span traditional assets like equities and fixed income as well as alternatives such as real estate funds, commodities, and private equity.
BW & Associates, Inc.
BW & Associates, whose full legal name is Bonnie Wusz & Associates, Inc., is a fee-based firm that has been in business since 1989, making it the longest-tenured practice on this list. There is a $50,000 account minimum for new clients.
The firm provides investment management, financial planning and consulting services. It primarily works with individuals and high-net-worth individuals, but also offers services to charitable organizations and businesses. More specifically, BW & Associates can help with a range of needs including retirement income planning, IRA distributions, estate-related asset transfers, education funding and other ongoing financial matters.
However, as a fee-based firm, advisors are registered representatives of a brokers-dealer and can earn commissions on certain transactions. This is a potential conflict of interest, because advisors have a financial incentive to make certain recommendations. Keep in mind that the firm has a legal responsibility to disclose such conflicts and act in the best interest of the client.
Bonnie Wusz, who founded the firm, leads a small team. She holds the Certified Financial Planner™ (CFP®) designation.
BW & Associates' investment management approach is centered on long-term strategies using open-end mutual funds and ETFs. Portfolio allocations guided by each client’s risk tolerance, time horizon and goals. The firm emphasizes diversification across asset classes to reduce volatility, relying on equity and fixed income exposure, including both domestic and international securities. Mutual funds and ETFs are selected and monitored for consistency with stated strategies. BW & Associates does not engage in market timing and instead encourages clients to remain invested through market cycles.
Secura Financial
Secura Financial, also known as Barth Financial Advisors, has a team that includes six Certified Financial Planners™ (CFP®), a chartered financial consultant (ChFC) and a certified private wealth advisor (CPWA). Most members of the team are also brokers and insurance agents. This means they can earn commissions, which is a potential conflict of interest. That said, advisors must act in the best interest of the client.
The client base of this fee-based firm is roughly split between clients who do and don’t have a high net worth. Secura Financial also works with pension and profit-sharing plans, and charities. To become a client, you generally need a minimum investment of $250,000.
Harry M. Barth launched the firm in 1997. In addition to Secura Financial, he manages and co-owns law firm BarthCalderon LLP.
The firm offers discretionary asset management services and investment advice either through its wrap fee program or not. It also provides financial planning, which may cover topics like: retirement, taxes, estate matters, education funding, cash flow and insurance needs.
Investment strategies are shaped by client objectives and may include long-term and short-term purchases, trading, margin transactions and options strategies. The firm uses fundamental and cyclical analysis to guide decisions and invests in securities such as stocks, bonds, mutual funds, ETFs and alternative investments like hedge funds and structured notes. Its approach emphasizes asset allocation, diversification and ongoing monitoring.
TABR Capital Management
TABR Capital Management is a fee-only financial advisory firm with a team that features one Certified Financial Planner™ (CFP®) and one chartered market technician (CMT). Most clients are individuals who do not have a high net worth, according to SEC records.
That said, you'll generally need a minimum investment of $500,000 to be a client at TABR Capital Management. In addition to non-high-net-worth and high-net-worth individuals, the firm serves pension and profit-sharing plans, as well as businesses.
Founded by Robert Kargenian and Steven Medland in 2004, TABR Capital Management provides discretionary and non-discretionary investment advisory services. It also offers financial planning and consulting advice regarding retirement planning, education savings, estate planning, taxes and insurance. Additionally, the firm provides its clients with access to MoneyGuidePro. This is an interactive online financial planning platform.
The firm’s name reflects its approach, as TABR stands for “Technical Analysis Based Risk-Management,” underscoring its focus on disciplined methods to limit downside exposure. Its investment philosophy emphasizes risk management alongside growth, using technical models, trend-following strategies and relative strength analysis rather than market predictions.
Client portfolios are typically built with mutual funds, ETFs, and money market funds, though individual securities may be used in specific strategies. Standard allocations balance equity and fixed income exposure depending on a client’s profile, with strategies ranging from conservative all-bond accounts to tactical equity and relative strength approaches.
Opus Private Wealth Group
Opus Private Wealth Group, founded in 2014, is the fifth and final firm on our list of the top advisors in Orange. Opus provides investment advisory and financial planning services to individuals above and below the high-net-work mark. The firm also offers services to trusts, estates, charitable organizations and businesses.
The firm offers comprehensive portfolio management through its wrap fee program as well as financial planning services that may encompass retirement, estate, education, charitable giving, tax planning, insurance analysis, real estate and debt management. Clients may also receive guidance for held-away accounts, such as 401(k)s or HSAs, where the firm implements strategies like rebalancing and tax-efficient asset location.
As a fee-based firm, advisors may receive commissions for insurance products, creating potential conflicts of interest, though advisory accounts themselves do not involve securities commissions. Opus does not impose an account minimum, but financial planning services are billed at $300 per hour, typically requiring a 50% retainer.
Opus has two advisors on staff, one of whom holds the Certified Financial Planner™ (CFP®) and accredited asset management specialist (AAMS) designations.
In managing portfolios, the firm may use fundamental, technical, charting and cyclical analysis. Its strategies include long- and short-term security purchases, trading, short sales, margin transactions and option writing, along with maintaining allocations to cash and equivalents when appropriate. Portfolios are tailored to client objectives, risk tolerance and time horizons, with diversification and risk management emphasized. Investments may include equities, fixed income, ETFs, mutual funds, options and government-backed instruments.
