Top Financial Advisors in Newport Beach, CA

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Beacon Pointe Advisors occupies the No. 1 spot on our list of the top financial advisors in Newport Beach. Beacon Pointe is by far the largest firm on this list, with hundreds of advisors, thousands of individual clients and tens of billions in assets under management (AUM). 

The firm’s client base consists of high-net-worth and non-high-net-worth individuals, as well as pooled investment vehicles, pension and profit-sharing plans, charitable organizations, government entities, insurance companies and businesses.

Beacon requires a $1 million minimum initial investment, though the firm could waive or reduce it. Advisors on Beacon Pointe’s team hold multiple ceritifications, including the Certified Financial Planner™ (CFP®), Chartered Financial Analyst (CFA), certified investment management analyst (CIMA) and certified public accountant (CPA) designations, among many others.

As a fee-based firm, some of Beacon Pointe’s advisors can earn commissions from the sale of insurance products. Despite this potential conflict of interest, the firm must abide by fiduciary duty, legally binding it to act in your best interest.

Founded in 2002, Beacon Pointe offers investment advisory, consulting, financial planning, retirement plan services and outsourced CIO services. Clients may receive guidance on investment policy development, asset allocation, manager selection and performance monitoring, along with planning for retirement, education, risk management and estate transfer needs

While the firm is based in Newport Beach, it as advisory teams and offices throughout the country. 

Beacon Pointe uses a diversified investment approach that combines active and passive strategies across a broad mix of assets, including U.S. and international equities, fixed income, private real estate, private equity, private credit, hedge funds, hedged equity and real assets. Portfolios are constructed with an emphasis on asset allocation and risk management, often through third-party managers as well as direct investments in mutual funds, exchange-traded funds (ETFs), real estate investment trusts (REITs) and private funds.

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Provenio Capital Management is a fee-based practice that has been in business since 2016. The firm specializes in investment advisory and wealth management services with a focus on alternative investments. The firm assists clients with portfolio construction, asset allocation and ongoing monitoring, as well as planning needs such as retirement preparation, tax considerations, education funding, charitable gifting, and insurance analysis

While there is no minimum account size, Provenio Capital charges a $20,000 minimum annual fee. The firm primarily works with high-net-worth individual clients, as well as some pooled investment vehicles, charities, insurance companies and corporations. 

As a fee-based firm, some advisors at Provenio Capital can earn commissions from insurance sales. While this represents a potential conflict of interest, the firm is still a fiduciary. Provenio Capital has one Chartered Financial Analyst (CFA) on staff. 

When it comes to investing, Provenio Capital emphasizes diversification across alternative and traditional investments. Client portfolios may include private equity, private credit, venture capital, hedge funds, real estate, infrastructure, equities and fixed income. The firm also offers clients access to co-investments in specific companies, typically alongside private equity or venture capital managers. Portfolios are structured to reflect each client’s estate planning and tax considerations, with strategies reviewed and adjusted as circumstances change.

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Compak Asset Management offers a selection of financial planning and investment services. The firm works almost exclusively with non-high-net-worth and high-net-worth individuals. Its client base also includes a handful of businesses.

The advisor team holds multiple certifications, including the Certified Financial Planner™ (CFP®), chartered retirement planning counselor (CRPC), Chartered Financial Analyst (CFA), chartered life underwriter (CLU), certified divorce financial analyst (CDFA) and enrolled agent (EA) designations.

You’ll need at least $150,000 in investable assets to become a client of Compak, though it may decide to reduce this minimum at its discretion. 

Compak is a fee-based financial advisor firm. This means some members of its advisory team can receive commissions from the sale of insurance products or securities to clients. This is a potential conflict of interest, but the firm still abides by fiduciary duty. Also keep in mind that when an advisor receives a commission on a product or service you purchase through them, you won't pay an advisory fee related to that security or insurance policy. 

Headquartered in Newport Beach, Compak Asset Management also operates an office in Scottsdale, Arizona. The firm was created in 1999 by current president and chief investment officer (CIO) Moeez Ansari. It’s owned by Ansari and senior principal Feroz Ansari, who combine for about 60 years of investment industry experience.

The services at Compak cover investment management, retirement planning, estate planning, college fund planning, risk management, net worth planning, income tax planning and business succession planning.

Compak Asset Management has created multiple portfolio models. To match clients with a model portfolio, the firm looks to identify where you stand in terms of risk tolerance, liquidity needs and time horizon. These will then dictate what types of investments best suit you, and in turn, which model is optimized to fit your unique requirements.

Compak employs both fundamental and technical analysis, along with third-party research. In addition, tactical asset allocation is used to respond to changing economic and market environments.

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Tarbox Family Office is a fee-only firm with the highest minimum account size on this list: $5 million. As a result, the firm principally works with high-net-worth individuals, charitable organizations and corporations.

The firm's advisory staff holds a number of certifications, including Certified Financial Planner™ (CFP®), Chartered Financial Analyst (CFA), accredited investment fiduciary (AIF) and chartered retirement planning counselor (CRPC) designations. 

After spending five years working in the advisory industry, Laura Tarbox founded Tarbox Family Office in 1985. She currently serves as the firm’s CEO and principal owner. The services at this firm are split between investment advisory, financial planning and consulting. Specific offerings include:

• Multi-generational wealth transfer and estate planning
• Cash flow analysis
• Tax planning
• Insurance review
• Family financial planning
• Philanthropic gift planning

Tarbox Family Office tries to avoid relying on specific security selection when creating client portfolios. The firm instead gravitates toward more general diversification across multiple asset classes and markets. Similar to other firms that share this mindset, Tarbox prefers a long-term investing approach.

Although Tarbox tends to stick to mutual funds and ETFs, it may, on occasion, include individual stocks, bonds and fixed-income securities in its asset allocations. Beyond this, the firm may sometimes recommend investing assets in unaffiliated private investment funds.

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Spinnaker Investment Group, founded in 2016, provides clients with financial planning, consulting and investment management services. Specifically, the firm can help clients with retirement, tax, estate, insurance and charitable planning, as well as cash flow and business planning. The firm also assists with investment consulting, wealth management, retirement plan consulting, and automated investment programs. 

The firm works with individuals, high-net-worth individuals, charitable organizations, businesses and retirement plans. Clients with at least $250,000 generally qualify for wealth management services, while those with fewer assets can access automated or platform-based programs, some of which require a $5,000 minimum. For financial planning, the firm typically charges $1,500 to $6,000, while investment management fees are based on assets under management and decrease at higher asset levels.

The Spinnaker team includes advisors who hold the Chartered Financial Analyst (CFA), Certified Financial Planner (CFP®), certified divorce financial analyst (CDFA) and chartered retirement planning counselor (CRPC) designations. 

However, as a fee-based advisor, some representatives also earn commissions from insurance products or securities sales. While sales commissions give advisors a financial incentive to make certain recommendations, the firm must abide by its fiduciary duty, disclosing its conflicts of interest and acting in the best interest of its clients. 

Spinnaker follows a philosophy that emphasizes asset allocation as the primary driver of returns and integrates both fundamental and macroeconomic analysis. Portfolios are built primarily with mutual funds and ETFs, though individual securities, private placements and alternative investments may also be included. The firm’s goal is to align investment strategies with each client’s risk tolerance, time horizon and objectives. 

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Knightsbridge Asset Management, founded in 1998, is an independent, employee-owned registered investment advisor. The firm provides discretionary portfolio management to individuals, high-net-worth individuals charitable organizations, pension and profit-sharing plans, businesses and certain institutional clients. 

It generally requires a $500,000 account minimum, although the requirement may be waived or reduced at its discretion. Knightsbridge also manages assets for retirement plans and acts as adviser to a private investment fund available only to accredited investors. In addition to investment management, the firm offers financial planning advice as a courtesy to its clients.

The firm is fee-only and does not accept commissions for securities or insurance sales. Its team of advisors includes several Certified Financial Planners™ (CFP®) and Chartered Financial Analysts (CFA).

Knightsbridge’s investment philosophy emphasizes generate strong risk-adjusted returns with active risk management. Portfolios may include domestic and foreign stocks, bonds, ETFs, mutual funds, REITs, private funds and cash.

Its strategies include Opportunistic Value Equity, which targets undervalued companies with growth potential; Long Term Quality Equity, which seeks tax-efficient compounding in high-quality businesses; Managed Income, focused on conservative fixed income investments and liquidity; and Balanced strategies combining equity and fixed income tailored to client goals and tax considerations. 

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Services can address budgeting, retirement analysis, estate considerations, transitional events, real estate and business planning. Clients maintain control of their accounts with independent custodians, and the firm coordinates with tax, estate and insurance professionals when appropriate. 

The firm is a fee-only registered investment advisor, meaning it does not accept commissions or compensation tied to the sale of securities or insurance. This reduces the number of potential conflicts of interest the firm must navigate. 

There is no stated account minimum, but accounts may be subject to a minimum quarterly fee. Advisory fees are typically based on a tiered percentage of assets under management. 

The advisory team at RS Crum includes several Certified Financial Planner™ (CFP®), one of whom is also a chartered financial therapist (CFT). 

Investment portfolios are designed to balance risk with long-term wealth accumulation and are customized to client objectives. The firm invests across asset classes including equities, bonds, mutual funds, ETFs, cash and alternative investments, using globally diversified asset allocation models. Portfolios are managed individually with attention to client needs, restrictions and tax considerations.

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Spectrum Asset Management is a fee-based firm that serves both high-net-worth and non-high-net-worth individuals.  The firm has a $1 million minimum account size. However, on certain occasions, the firm may decide to accept clients who have less than that amount. The firm also works with retirement plans charities and insurance companies.

Spectrum, which has been in business since 1987, specializes in financial planning and investment management. The former encompasses estate planning, tax planning, risk management, business transfer planning and advanced insurance design. On the other hand, investment management involves asset allocation planning and security selection. This comes in discretionary and non-discretionary variations.

The advisory staff at Spectrum includes Certified Financial Planners™ (CFP®) and Chartered Financial Analysts (CFA). While Spectrum itself does not receive commissions for selling securities, some of its professionals are licensed insurance agents who may earn commissions outside the firm, creating potential conflicts of interest. Despite this dynamic, the firm has a fiduciary duty to act in your best interests as their client. 

Spectrum’s investment approach combines fundamental, technical, and macroeconomic analysis. These methods involve reviewing a company’s financial health and valuation (fundamental), studying market patterns and price movements (technical) and evaluating broader economic cycles and interest rate trends (macroeconomic). 

Portfolios are constructed with individual equities, fixed income securities, mutual funds, ETFs and cash. Asset allocations are tailored to the client's need for growth, income or capital preservation. Its fixed income strategy adjusts maturities based on interest rate expectations, while the core equity strategy applies a growth-at-a-reasonable-price philosophy, sector rotation and sell discipline. ETF and mutual fund models are also available, designed to balance exposure across asset classes and market conditions.

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Purus Wealth Management, founded in 2015, provides a wide range of financial advisory services for individuals, charitable organizations, businesses and retirement plans. The firm offers investment management, financial planning, pension consulting and educational seminars on topics such as estate planning, retirement, insurance and investments. 

Its services include personalized planning in areas such as tax, real estate, education funding, charitable giving and debt or mortgage analysis. Clients may also receive support with plan sponsor services for retirement plans and tailored portfolio management for accounts held at outside custodians.

The firm does not impose account minimums, though financial planning engagements generally require a fee that ranges from $1,500 to $20,000. Purus Wealth Management is fee-based, meaning that while it charges fees for advisory services, some of its representatives are also licensed to sell insurance products and may earn commissions, creating potential conflicts of interest. But remember, the firm has a fiduciary duty to disclose these conflicts and act in your best interests. 

Advisors on staff hold a combination of the following designations: Certified Financial Planner™ (CFP®), accredited investment fiduciary (AIF) and chartered mutual fund counselor (CMFC).

In investment management, the firm uses both fundamental and technical analysis and may invest in equities, bonds, ETFs, mutual funds, private funds for accredited investors, as well as alternative investments such as REITs or hedge funds. Portfolios are built to match client goals, risk tolerance and time horizons, and may include both long-term and short-term strategies with ongoing monitoring and rebalancing.

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Newport Wealth Advisors, founded in 2005, is the 10th and final firm on our list of the top financial advisors in Newport Beach. This fee-based practice provides investment management and financial planning services to a client base made up of individuals and high-net-worth individuals. 

The firm works with clients to develop strategies for retirement planning, estate considerations, education funding, tax planning and insurance reviews. Clients may engage the firm for investment management, financial planning, or both, and services can be delivered on an ongoing or hourly basis.

As a fee-based firm, Newport Wealth Advisors charges advisory fees but its advisors may also receive commissions for selling insurance products or securities through separate affiliations, which presents potential conflicts of interest. Despite these conflicts, the firm must abide by fiduciary duty and act in clients' best interests. 

Newport Wealth Advisors generally requires a $250,000 account minimum for asset management, though it may waive this at its discretion. For performance fee-based accounts, a $1 million minimum and higher net worth requirements apply.

The team at Newport Wealth Advisors holds a range of professional certifications, including the Certified Financial Planner™ (CFP®), accredited investment fiduciary (AIF), retirement income certified professional (RICP), enrolled agent (EA) and certified fund specialist (CFS) designations.

Investment portfolios are constructed using strategies that include long-term and short-term purchases, trading and options. The firm invests in a wide range of assets including equities, bonds, mutual funds, ETFs, variable annuities, government securities and alternative vehicles such as partnerships. Newport Wealth Advisors emphasizes global diversification and ongoing rebalancing to manage risk and align with client goals. Portfolios are customized through an Investment Policy Statement and reviewed regularly to adapt to changes in market conditions or client circumstances.